DFX Intelligence
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Registered advisor
W•••••• R•••••• H•••
Feed of 09/14/2026
Also filed as W•••••• R• H•••
At current firm
1 y
since Jan 24, 2025
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 24, 2025 · Portland, Or
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 17, 2019 to Oct 13, 2022 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••left Oct 13, 2022, registered Jan 24, 2025 (834 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address