DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• S•••• D•••••••••
Feed of 09/14/2026
At current firm
1 y
since Jun 5, 2025
In the industry
15 y
since Jul 29, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 5, 2025 · Tampa, Fl
- C••• F•••••••• S•••••••• L••• formerMay 19, 2014 to May 15, 2025 · Columbus, Oh
- C••• F•••••••• S•••••••• L••• formerJan 18, 2012 to May 5, 2014 · Columbus, Oh
- E••••• J•••• national BDAug 2, 2011 to Nov 28, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered Jun 5, 2025 (21 days) · corporate re-registration, not a move
- E••••• J•••• to C••• F•••••••• S•••••••• L•••left Nov 28, 2011, registered Jan 18, 2012 (51 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address