DFX Intelligence
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Registered advisor
D•••• L••••• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• L••••• P••••••••• P••••
At current firm
2 y
since May 22, 2024
In the industry
12 y
since Oct 7, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 22, 2024 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseMar 18, 2022 to May 28, 2024 · Fort Lauderdale, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 21, 2017 to Mar 29, 2022 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C••••• I••••••••• A••••••• L••left May 28, 2024, registered May 22, 2024 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Mar 29, 2022, registered Mar 18, 2022 (-11 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 28, 2024 · Advisor changed firm · fact
- ••• LockedMar 29, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address