DFX Intelligence
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Registered advisor
D•••••• A• C••••••••
Feed of 09/15/2026
Also filed as D•••••• A•••••• C••••••••
At current firm
4 y
since Jan 24, 2022
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jan 24, 2022 · Jacksonville, Fl
- E•••••••• A•••••••• L•• national BDJun 14, 2021 to Jan 12, 2022 · Jacksonville Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 5, 2011 to Jun 28, 2021 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to F••••• I•••••••••left Jan 12, 2022, registered Jan 24, 2022 (12 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Jun 28, 2021, registered Jun 14, 2021 (-14 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address