DFX Intelligence
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Registered advisor
M••••••• S•• G•••••••••
Feed of 09/14/2026
At current firm
4 y
since Aug 30, 2022
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 30, 2022 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseFeb 20, 2016 to Aug 18, 2022 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 18, 2022, registered Aug 30, 2022 (12 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedAug 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address