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Registered advisor
J•••• T• O•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFlorham Park, Nj dual registrantIAPD 5949957
Feed of 09/15/2026
Also filed as J•••• O••••••••• T••••• O••••••••• T••••• O••••••••• T• O••••••
At current firm
13 y
since May 7, 2013
In the industry
15 y
since Sep 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 7, 2013 · Red Bank, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 14, 2011 to Jul 20, 2012 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 20, 2012, registered May 7, 2013 (291 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address