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Registered advisor
O••• M••••••• R••••••
Feed of 09/14/2026
Also filed as O••• M• R••••••
At current firm
5 y
since Oct 16, 2020
In the industry
15 y
since Sep 9, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 16, 2020 · Norman, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 29, 2017 to Oct 19, 2020 · Oklahoma City, Ok
- P•••• S••••••••• L•• no RAUMJul 6, 2016 to Jun 7, 2017 · Norman, Ok
- E••••• J•••• national BDNov 7, 2011 to Jun 1, 2016 · Norman, Ok
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 19, 2020, registered Oct 16, 2020 (-3 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 7, 2017, registered Jun 29, 2017 (22 days) · Other
- E••••• J•••• to P•••• S••••••••• L••left Jun 1, 2016, registered Jul 6, 2016 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address