DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S••• I• B•••••••••
Feed of 09/14/2026
Also filed as S••• I•• B•••••••••
At current firm
9 y
since May 5, 2017
In the industry
14 y
since Nov 4, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 5, 2017 · New Orleans, La
- S••••••• F•••••••• S•••••••• I••• formerJun 20, 2013 to May 8, 2017 · Metairie, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2011 to May 28, 2013 · New Orleans, La
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 8, 2017, registered May 5, 2017 (-3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• F•••••••• S•••••••• I•••left May 28, 2013, registered Jun 20, 2013 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address