DFX Intelligence
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Registered advisor
Z•••••• A••• F•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Dec 4, 2023
In the industry
14 y
since Jan 17, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 4, 2023 · Fort Wayne, In
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 4, 2016 to Sep 30, 2021 · Fort Wayne, In
- J••• M••••• S••••••••• L•• wirehouseNov 25, 2015 to Jan 12, 2016 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Sep 30, 2021, registered Dec 4, 2023 (795 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 12, 2016, registered Jan 4, 2016 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address