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Registered advisor
M••••• F••• S•••••••••
Feed of 09/15/2026
Also filed as M••••• F••• M••••••••• F••• S••••••••• F• S•••••••••
At current firm
1 y
since Nov 14, 2024
In the industry
36 y
since Jan 1, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Clearwater, Ks
- P•••• S••••••••• L•• no RAUMJan 23, 2018 to Nov 14, 2024 · St. Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDDec 7, 2015 to Jan 30, 2017 · Wichita, Ks
- L•• F•••••••• L•• BD affiliatedJan 6, 2014 to Aug 10, 2015 · Wichita, Ks
- W•••• F•••• A••••••• wirehouseDec 19, 2011 to Jan 6, 2014 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jan 30, 2017, registered Jan 23, 2018 (358 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 10, 2015, registered Dec 7, 2015 (119 days) · Other
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jan 6, 2014, registered Jan 6, 2014 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address