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Registered advisor
M•••••• L•••• M••••••••
Feed of 09/14/2026
Also filed as M••• L• M••••••••• L•••• M••••••••• L• M••••••••
At current firm
1 y
since May 15, 2025
In the industry
18 y
since Jan 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Ogden, Ut
- C••• F•••••••• S•••••••• L••• formerMay 5, 2015 to May 15, 2025 · Ogden, Ut
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2014 to May 12, 2015 · Holladay, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 20, 2012 to Oct 1, 2014 · Ogden, Ut
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left May 12, 2015, registered May 5, 2015 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 1, 2014, registered Oct 1, 2014 (0 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address