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Registered advisor
M•••••• G•••••
Feed of 09/14/2026
Also filed as M•••••• C• B••••••••• C•••••••• B••••••
At current firm
8 y
since Aug 31, 2018
In the industry
14 y
since May 12, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 31, 2018 · Newport Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 14, 2013 to Aug 31, 2018 · Newport Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 27, 2012 to Jul 18, 2013 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 31, 2018, registered Aug 31, 2018 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address