DFX Intelligence
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Registered advisor
D••••••• S••••••
Feed of 09/15/2026
Also filed as D••••••• S•••••
At current firm
9 y
since Oct 12, 2016
In the industry
14 y
since Dec 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Oct 12, 2016 · Plymouth, Mn
- L•• F•••••••• L•• BD affiliatedOct 11, 2016 to Oct 11, 2016 · Arden Hills, Mn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Oct 11, 2016, registered Oct 12, 2016 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address