DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wealth Enhancement Advisory Services, LLC

Broker-dealer affiliated wealth managerPlymouth, MinnesotaCRD 116407SEC 801-60749website IAPD

Latest filing Aug 20, 2026

First filing on the tape Dec 21, 2011 · 129 filings

SEC status approved since Dec 21, 2001

RAUM

$122B

reported, Item 5.F

Discretionary

77%

of RAUM

Private clients

91%

$112B individuals and HNW

Advisors

1,013

registered through the firm on IAPD

RAUM per advisor

$121M

derived; firm RAUM over IAPD count

Employees

1,700

850 advisory (5.B.1)

Offices

184

beyond the principal office

Private funds

reported on Schedule D

History

129 filings and snapshots on the tape

RAUM$122B as of Aug 20, 2026

Mar 21, 2012$1.9B then

HNW client RAUM$39B as of Aug 20, 2026

Mar 29, 2018$4.2B then

State-registered IARs (5.B.3)850 as of Aug 20, 2026

Mar 21, 20120 then

Employees (5.A)1,700 as of Aug 20, 2026

Apr 1, 2013137 then

Private funds: no history

RAUM +29% over the last fiscal year+29% a year over threeIARs 730 to 850offices 144 to 184

Practice profile

derived from the filing of Aug 20, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $120MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 80derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.4MderivedHNW RAUM over HNW clients
Average account: $550,659derivedRAUM over accounts (5.F.2.f)
Discretionary: 77%derivedof RAUM
Institutional: 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 5.5derived185 offices incl. principal (1.F.5)
RAUM growth, one year: +29%derivedbetween the last two annual amendments
Advisor growth, one year: +16%derivedItem 5.B.3 between annual amendments
Client growth, one year: +16%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients: 6,500reportedItem 5.H
Wrap fee program: $10BreportedItem 5.I
Custody: $111B, 83,038 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 19derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
a related person acts as qualified custodian (9.D.2)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$72B60%
High-net-worth individuals$39B33%
Pension and profit-sharing plans$6.0B5.0%
Corporations and businesses$1.8B1.5%
Charitable organizations$830M0.7%

Individual clients: 53,562reported
HNW clients: 27,424reported
Pension plan clients: 1,096reported
Charitable clients: 643reported
Accounts: 221,892reported
Financial planning clients: 6,500reported
Wrap fee programs: $0 sponsored, $4.0M managedreported
Custody of client assets: $111B for 83,038 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=475.0derived

Advisors registered through the firm

1,017 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Steven Thomas HessCertified Financial Planner	Plymouth, Mn	Jul 16, 2004	28 y	1
Bruce Duane Santjer	Plymouth, Mn	Dec 7, 2004	26 y	1
Margaret Mary Webb	Naples, Fl	Feb 18, 2005	42 y	1
Michael David HessCertified Financial Planner	Plymouth, Mn	Apr 27, 2006	24 y	1
Jeffrey John HockertCertified Financial Planner	Plymouth, Mn	Nov 6, 2006	31 y	1
Nicholas Charles BeisselCertified Financial Planner	Plymouth, Mn	Jul 2, 2007	23 y	1
Robert James Burley	Plymouth, Mn	Nov 2, 2007	27 y	1
James Philip SandagerCertified Financial Planner	Plymouth, Mn	Dec 9, 2008	31 y	3
Kenneth James SmithCertified Financial Planner	Alexandria, Mn	Apr 23, 2009	25 y	1
Mark Eugene ParrishCertified Financial Planner	Plymouth, Mn	Jan 19, 2010	30 y	1
J Benjamin HessCertified Financial Planner	Plymouth, Mn	Jan 31, 2011	21 y	1
Erik Lloyd SeversonCertified Financial Planner	West Des Moines, Ia	Jun 27, 2011	18 y	1
Eric NelsonChartered Financial Analyst	Oklahoma City, Ok	Jan 24, 2012	27 y	3
James Loren Cahn	Sante Fe, Nm	Jun 19, 2012	14 y	0
Dustin James SmithCertified Financial Planner	Plymouth, Mn	Mar 7, 2013	26 y	1
Kevin Joseph MeehanCertified Financial Planner, Chartered Financial Consultant	Itasca, Il	Nov 15, 2013	36 y	4
Adria Meehan SiewertChartered Financial Consultant	Itasca, Il	Nov 15, 2013	18 y	3
Todd Brian DivenCertified Financial Planner	Itasca, Il	Nov 15, 2013	25 y	5
Nicole A Walker	Plymouth, Mn	Dec 10, 2013	24 y	1
Margaret Bliss Beggs Towle	Woodbury, Mn	Dec 16, 2013	22 y	1
Emily Jean GoodmanCertified Financial Planner	Plymouth, Mn	Dec 19, 2013	17 y	1
Lisa Lynn Clark	Fridley, Mn	Jan 2, 2014	27 y	0
Nicole Marie Evenski	Plymouth, Mn	Jan 2, 2014	19 y	0
Kelly Renee FischerCertified Financial Planner	Plymouth, Mn	Jan 2, 2014	19 y	0
Kate Elizabeth MaierCertified Financial Planner	Plymouth, Mn	Jan 2, 2014	19 y	0
Jeffrey Thomas Harold DekkoCertified Financial Planner	Plymouth, Mn	Jan 2, 2014	23 y	0
Chad A EssmanCertified Financial Planner	Plymouth, Mn	Jan 2, 2014	22 y	1
Preston Alan KoenigCertified Financial Planner	Burnsville, Mn	Jan 2, 2014	14 y	0
Nicole Ann WebbCertified Financial Planner	Brentwood, Tn	Jan 2, 2014	19 y	0
Nicholas C KvammeCertified Financial Planner	Alexandria, Mn	Jan 3, 2014	20 y	2
Benjamin John SchaeferCertified Financial Planner	Plymouth, Mn	Jan 7, 2014	30 y	0
Danielle Lee MehiaCertified Financial Planner	Plymouth, Mn	Jan 7, 2014	16 y	1
William Robert SukupCertified Financial Planner	Plymouth, Mn	Jan 7, 2014	27 y	1
Amanda Lynn Gardner	Plymouth, Mn	Jan 7, 2014	15 y	0
Andrew Stephen ThelanderCertified Financial Planner	Woodbury, Mn	Jan 7, 2014	22 y	0
Brent Marvin Muller	Arden Hills, Mn	Jan 7, 2014	19 y	1
Tenielle Marie ShallmanCertified Financial Planner	Plymouth, Mn	Jan 7, 2014	25 y	0
Michael Charles BishopCertified Financial Planner	Plymouth, Mn	Jan 7, 2014	22 y	0
Adam Christopher WeilandCertified Financial Planner	Plymouth, Mn	Jan 7, 2014	19 y	1
Gary Mark Williamson	Rochester, Mn	Jan 7, 2014	17 y	1

All 1,017 advisors at Wealth Enhancement Advisory Services, LLC

Advisor movement

24 left, 168 joined in 12 months

net +144 in 12 months7 left in 90 days40 joined in 90 daysdeparture rate 2.4% of current headcount78 left over 36 months

Left, latest

Gerald Diduck to Fqi Capital Management LLC
Aug 26, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
Victoria Areingdale to Cfo4life
Aug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Matthew Gale Falkner to Trails Edge Wealth Advisers, LLC
Aug 12, 2026 · Affiliated broker-dealer or bank to independent RIA
Jesse Hughes to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 27, 2026 · Affiliated broker-dealer or bank to wirehouse
Robert Schneider to Johnson Wealth Inc.
Jul 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Kevin M. Scott to J.P. Morgan Securities LLC
Jun 23, 2026 · Affiliated broker-dealer or bank to wirehouse
Jake Kuharich to J.P. Morgan Securities LLC
Jun 23, 2026 · Affiliated broker-dealer or bank to wirehouse
Cassidy Murphy to Fiduciary Financial Group, LLC
Jun 2, 2026 · Affiliated broker-dealer or bank to independent RIA
Leslie Kassandra Ortiz-Quiroz to Focus Partners Wealth, LLC
Apr 21, 2026 · Affiliated broker-dealer or bank to independent RIA
Sarah Guibert to Transamerica Financial Advisors, LLC
Mar 16, 2026 · Affiliated broker-dealer or bank to another
Kristen Dichkus to J.P. Morgan Securities LLC
Mar 2, 2026 · Affiliated broker-dealer or bank to wirehouse
John Costello to Essex Financial Services, Inc.
Feb 23, 2026 · Affiliated broker-dealer or bank to independent RIA
William M Prest to Truist Advisory Services, Inc.
Feb 11, 2026 · Affiliated broker-dealer or bank to another
Alexander Dolle to Waverly Advisors, LLC
Feb 6, 2026 · Affiliated broker-dealer or bank to independent RIA
William Hamerman to Wells Fargo Advisors
Feb 6, 2026 · Affiliated broker-dealer or bank to wirehouse

Joined, latest

Jason Ahlgren from Riverbridge
Sep 14, 2026 · RIA to affiliated broker-dealer or bank
Jason J Braun from Raymond James Financial Services Advisors, Inc
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Michele Kitta from Arbor Capital Management Inc
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Brian William Bors from Fisher Investments
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Jeffrey Blake Dickerson from Raymond James Financial Services Advisors, Inc
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Nathan Presutti from Fisher Investments
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Matthew Blair Kolesky from Arbor Capital Management Inc
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Ty Schommer from Arbor Capital Management Inc
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Min Jung Tavella from Arbor Capital Management Inc
Sep 1, 2026 · RIA to affiliated broker-dealer or bank
Lawrence Todd Jackson from Raymond James Financial Services Advisors, Inc
Sep 1, 2026 · Affiliated broker-dealer or bank to another
Frederic Young Hoon Han from Confidence Wealth Management, Inc.
Aug 31, 2026 · RIA to affiliated broker-dealer or bank
Andrew Garcia from Hightower Advisors, LLC
Aug 24, 2026 · Affiliated broker-dealer or bank to another
Rowland Pepito from American Century Investments Private Client Group, Inc.
Aug 19, 2026 · Affiliated broker-dealer or bank to another
Jessica Crandall from Empower Advisory Group, LLC
Aug 17, 2026 · Affiliated broker-dealer or bank to another
Jason Watters from Creative Planning
Aug 12, 2026 · RIA to affiliated broker-dealer or bank

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from Arbor Capital Management Inc
Sep 14, 2026 · Anchorage, Ak · Firm absorbed
4 joined from Trippon Wealth Management Group LLC
Sep 1, 2026 · Houston, Tx · Firm absorbed
3 joined from Miramar Capital
Aug 27, 2026 · Northbrook, Il · Firm absorbed
7 joined from Wealthshield Partners, LLC
Jul 1, 2026 · Cary, Nc · Firm absorbed
4 joined from Commonwealth Financial Network
May 19, 2026 · Overland Park, Ks
2 joined from The H Group, Inc.
May 14, 2026 · Albuquerque, Nm
5 joined from The H Group Washington, Inc.
May 14, 2026 · Bellevue, Wa · Firm absorbed
6 joined from The H Group, Inc.
May 13, 2026 · Portland, Or · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Marie Donna Baker · Corporate Administration Directorcontrol
since 10/2021 · owns less than 5%
Erin Michelle Brownstein · Chief New Client Development Officercontrol
since 03/2025 · owns less than 5%
Wayne Jonathan Butters · Chief Business Development Officercontrol
since 03/2025 · owns less than 5%
Loren James Cahn · Chair Of The Investment Committee And Chief Strategy Officercontrol
since 09/2020 · owns less than 5%
Aisling Carroll-Transom · Chief Partner Programscontrol
since 03/2025 · owns less than 5%
Thomas Harold Jeffrey Dekko · Chief Manager And Presidentcontrol
since 02/2003 · owns less than 5%
Victoria Denaro · Assistant Secretarycontrol
since 06/2026 · owns less than 5%
Alan Joseph Dieckhaus · Chief Compliance Officercontrol
since 04/2024 · owns less than 5%
Henry William Rice · Secretarycontrol
since 06/2026 · owns less than 5%
James Frederick Shideman · Chief Platform Officer And Chief Information Security Officercontrol
since 01/2020 · owns less than 5%
Thomas Daniel Stampf · Chief Product Officercontrol
since 03/2025 · owns less than 5%
James Brian Vnak · Chief Advisory Officercontrol
since 04/2021 · owns less than 5%
Glenn Eric Weiss · Chief Growth Officercontrol
since 06/2022 · owns less than 5%
Joseph Kelly Windorski · Chief Financial Officer And Treasurercontrol
since 07/2016 · owns less than 5%
Ann Elizabeth Furcht · Secretary
since 02/2017 · owns less than 5%

Entity owners

Wealth Enhancement Group, · Owner
direct · owns 75% or more
Wealth Enhancement Group, LLC · Owner
direct · owns 75% or more
Onex American Holdings Subco LLC · Owner
indirect · owns 75% or more of Onex Partners Holdings LLC
Onex Capital V International Gp LP · Owner
indirect · owns 25% to 50% of Onex Iso Limited Partnership
Onex Corporation · Owner
indirect · owns 75% or more of Onex Partners Canadian Gp Inc.
Onex Iso Holdco Corp. · Owner
indirect · owns 25% to 50% of Weg Consolidated, LLC
Onex Iso Limited Partnership · Owner
indirect · owns 75% or more of Onex Iso Holdco Corp.
Onex Iso Limited Partnership · Owner
indirect · owns 25% to 50% of Weg Blocker, LLC
Onex Op V Holdings Sarl · Owner
indirect · owns 75% or more of Onex Capital V International Gp LP
Onex Partners Canadian Gp Inc. · Owner
indirect · owns 75% or more of Onex Partners V Gp Limited
Onex Partners Holdings LLC · Owner
indirect · owns 75% or more of Onex Op V Holdings Sarl
Onex Partners V Gp Limited · General Partner
indirect · owns F of Onex Capital V International Gp LP
Onex Partners V Gp Limited · General Partner
indirect · owns F of Onex Partners V Gp LP
Onex Partners V Gp Limited · General Partner
indirect · owns F of Onex Iso Limited Partnership
Onex Partners V Gp LP · General Partner
indirect · owns F of Onex Partners V LP
Onex Partners V LP · Owner
indirect · owns 75% or more of Onex Iso Limited Partnership
Onex Private Equity Holdings LLC · Owner
indirect · owns 75% or more of Onex American Holdings Subco LLC
Ta Xiii-A, L.P. · Owner
indirect · owns 75% or more of Ta-Weg Aggregator, LLC
Ta Xiii-B, L.P. · Owner
indirect · owns 25% to 50% of Weg Blocker, LLC
Ta Associates Cayman, LLC · General Partner
indirect · owns F of Ta Associates Xiii Gp, L.P.

Related persons

Schedule D 7.A

American Benefits Planning Group, LLC
real estaten
Northcrest Asset Management
investment advisernRAUM $4.3B
Wealth Enhancement Brokerage Services, LLC
broker-dealern
Wealth Enhancement Group,LLC
real estaten
Wealth Enhancement Trust Services, LLC
custodiann

Advisers that list Wealth Enhancement Advisory Services, LLC as a related person

300366 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Forming
Plymouth, Mn · principal	1,015	234	11	1
Charlotte, Nc	32	2	1
Houston, Tx	28	6	0
Madison, Wi	24	3	0
Denver, Co	19	3	0	1
Pittsford, Ny	19	4	0
Los Angeles, Ca	16	1	0
New York, Ny	16	3	0
Cleveland, Oh	16	1	0
Fulton, Md	15	0	0
Malvern, Pa	14	2	0
Greenville, Sc	13	0	0
Naples, Fl	12	0	0
Cincinnati, Oh	12	5	0
Brookfield, Wi	11	1	0
Walnut Creek, Ca	11	1	0
Philadelphia, Pa	11	1	0
Boston, Ma	11	2	0
Oakland, Ca	11	0	0
Warren, Nj	11	0	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 61 since 2015, 19 in 24 monthsderived
Advisors acquired: 353derived
Still registered after 90 days: 96% of 335derived
After 180 days: 96% of 321derived
After 365 days: 94% of 294derived
After 730 days: 91% of 254derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Charlotte, NC31 employees
Madison, WI15 employees
Fulton, MD14 employees
Atlanta, GA11 employees
Pittsford, NY11 employees
Malvern, PA10 employees
Oakland, CA9 employees
Green Bay, WI9 employees
Jacksonville, FL9 employees
Los Angeles, CA9 employees
Rock Hill, SC8 employees
Boston, MA8 employees
Warren, NJ8 employees
Denver, CO7 employees
New York, NY7 employees
Brookfield, WI6 employees
Burnsville, MN6 employees
Coconut Grove, FL6 employees
Darien, CT6 employees
Novato, CA6 employees
Wayzata, MN5 employees
Woodbury, MN5 employees
Arden Hills, MN4 employees
Parsippany, NJ4 employees
Mankato, MN4 employees

ADV anomalies

8 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 20, 2026
CARROLL-TRANSOM, AISLING, (CHIEF PARTNER PROGRAMS) appeared on Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 20, 2026
STAMPF, DANIEL, THOMAS (CHIEF PRODUCT OFFICER) appeared on Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 20, 2026
BUTTERS, JONATHAN, WAYNE (CHIEF BUSINESS DEVELOPMENT OFFICER) appeared on Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 20, 2026
RICE, WILLIAM, HENRY (SECRETARY) appeared on Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 20, 2026
BROWNSTEIN, MICHELLE, ERIN (CHIEF NEW CLIENT DEVELOPMENT OFFICER) appeared on Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 20, 2026
DENARO, VICTORIA (ASSISTANT SECRETARY) appeared on Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing Aug 20, 2026
BAKER, DONNA, MARIE (CORPORATE ADMINISTRATION DIRECTOR) left Schedule A between the filings of 2024-08-23 and 2026-08-20
peers: affiliated wealth managers, $20B and over (50)
HNW share shiftChange between filings · filing Apr 1, 2026
HNW share of RAUM moved from 49.0% to 32.0% between the annual amendments of 2025-03-28 and 2026-04-01
peers: affiliated wealth managers, $20B and over (50)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 186,400 to 221,892
Feb 23, 2026 to Mar 30, 2026
Advisory employees · 730 to 850
Feb 23, 2026 to Mar 30, 2026
BD registered reps · 530 to 475
Feb 23, 2026 to Mar 30, 2026
Charity clients · 378 to 643
Feb 23, 2026 to Mar 30, 2026
Corporate clients · 139 to 1,201
Feb 23, 2026 to Mar 30, 2026
HNW clients · 10,254 to 27,424
Feb 23, 2026 to Mar 30, 2026
Individual clients · 59,341 to 53,562
Feb 23, 2026 to Mar 30, 2026
Pension plan clients · 722 to 1,096
Feb 23, 2026 to Mar 30, 2026
Assets in custody · $90B to $111B
Feb 23, 2026 to Mar 30, 2026
Employees · 1,230 to 1,700
Feb 23, 2026 to Mar 30, 2026
State-registered IARs · 730 to 850
Feb 23, 2026 to Mar 30, 2026
Other offices · 144 to 184
Feb 23, 2026 to Mar 30, 2026
Discretionary RAUM · $87B to $94B
Feb 23, 2026 to Mar 30, 2026
HNW RAUM · $46B to $39B
Feb 23, 2026 to Mar 30, 2026
Individual RAUM · $42B to $72B
Feb 23, 2026 to Mar 30, 2026
Non-discretionary RAUM · $7.8B to $28B
Feb 23, 2026 to Mar 30, 2026
Pension RAUM · $4.2B to $6.0B
Feb 23, 2026 to Mar 30, 2026
RAUM · $95B to $122B
Feb 23, 2026 to Mar 30, 2026
Wrap assets (manager) · $3.6B to $4.0M
Feb 23, 2026 to Mar 30, 2026
Financial planning clients · More than 500 to More than 500
Mar 28, 2025 to Jun 30, 2025
Accounts · 154,394 to 186,400
Aug 23, 2024 to Mar 28, 2025
Advisory employees · 615 to 730
Aug 23, 2024 to Mar 28, 2025
BD registered reps · 349 to 530
Aug 23, 2024 to Mar 28, 2025
Charity clients · 79 to 378
Aug 23, 2024 to Mar 28, 2025
Corporate clients · 449 to 139
Aug 23, 2024 to Mar 28, 2025
HNW clients · 15,563 to 10,254
Aug 23, 2024 to Mar 28, 2025
Individual clients · 42,522 to 59,341
Aug 23, 2024 to Mar 28, 2025
Pension plan clients · 609 to 722
Aug 23, 2024 to Mar 28, 2025
Assets in custody · $20B to $90B
Aug 23, 2024 to Mar 28, 2025
Employees · 712 to 1,230
Aug 23, 2024 to Mar 28, 2025
State-registered IARs · 607 to 730
Aug 23, 2024 to Mar 28, 2025
Other offices · 105 to 144
Aug 23, 2024 to Mar 28, 2025
Discretionary RAUM · $69B to $87B
Aug 23, 2024 to Mar 28, 2025
HNW RAUM · $50B to $46B
Aug 23, 2024 to Mar 28, 2025
Individual RAUM · $17B to $42B
Aug 23, 2024 to Mar 28, 2025
Non-discretionary RAUM · $3.2B to $7.8B
Aug 23, 2024 to Mar 28, 2025
Pension RAUM · $2.9B to $4.2B
Aug 23, 2024 to Mar 28, 2025
RAUM · $72B to $95B
Aug 23, 2024 to Mar 28, 2025
Wrap assets (manager) · $1.7B to $3.6B
Aug 23, 2024 to Mar 28, 2025
Advisory employees · 0 to 615
Apr 26, 2024 to Jul 8, 2024

Signals

60 dated events

Elliott Francis Hillman registered as an investment adviser representative at Wealth Enhancement Advisory Services, Llc
Sep 15, 2026 · Advisor registered · fact
Harold Thomas Delaney no longer holds an investment adviser registration (last listed at Wealth Enhancement Advisory Services, Llc on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Jason Ahlgren registered as an investment adviser representative at Wealth Enhancement Advisory Services, Llc
Sep 14, 2026 · Advisor registered · fact
Christine Lynn Otte registered as an investment adviser representative at Wealth Enhancement Advisory Services, Llc
Sep 14, 2026 · Advisor registered · fact
Vincent Nguyen registered as an investment adviser representative at Wealth Enhancement Advisory Services, Llc
Sep 14, 2026 · Advisor registered · fact
Arbor Capital Management Inc's advisors moved to Wealth Enhancement Advisory Services, LLC (Anchorage, AK): 4 of 4 registered, on the same day
Sep 14, 2026 · Firm absorbed (people side) · derived
Trippon Wealth Management Group LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Houston, TX): 4 of 4 registered, on the same day
Sep 1, 2026 · Firm absorbed (people side) · derived
Miramar Capital's advisors moved to Wealth Enhancement Advisory Services, LLC (Northbrook, IL): 3 of 3 registered, on the same day
Aug 27, 2026 · Firm absorbed (people side) · derived
Gerald Diduck left Wealth Enhancement Advisory Services, Llc for Fqi Capital Management Llc (registered 2026-08-28)
Aug 26, 2026 · Advisor changed firm · fact
Victoria Areingdale left Wealth Enhancement Advisory Services, Llc for Cfo4Life (registered 2026-09-10)
Aug 17, 2026 · Advisor changed firm · fact
Matthew Gale Falkner left Wealth Enhancement Advisory Services, Llc for Trails Edge Wealth Advisers, Llc (registered 2026-09-03)
Aug 12, 2026 · Advisor changed firm · fact
Jesse Hughes left Wealth Enhancement Advisory Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-11)
Jul 27, 2026 · Advisor changed firm · fact
Robert Schneider left Wealth Enhancement Advisory Services, Llc for Johnson Wealth Inc. (registered 2026-07-17)
Jul 1, 2026 · Advisor changed firm · fact
Wealthshield Partners, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Cary, NC): 7 of 14 registered, on the same day
Jul 1, 2026 · Firm absorbed (people side) · derived
Jake Kuharich left Wealth Enhancement Advisory Services, Llc for J.P. Morgan Securities Llc (registered 2026-07-07)
Jun 23, 2026 · Advisor changed firm · fact
Kevin M. Scott left Wealth Enhancement Advisory Services, Llc for J.P. Morgan Securities Llc (registered 2026-07-08)
Jun 23, 2026 · Advisor changed firm · fact
Cassidy Murphy left Wealth Enhancement Advisory Services, Llc for Fiduciary Financial Group, Llc (registered 2026-06-10)
Jun 2, 2026 · Advisor changed firm · fact
4 advisors left Commonwealth Financial Network (Overland Park, KS) for Wealth Enhancement Advisory Services, LLC a day apart
May 19, 2026 · Team lift-out · derived
The H Group Washington, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Bellevue, WA): 5 of 5 registered, on the same day
May 14, 2026 · Firm absorbed (people side) · derived
3 advisors left The H Group, Inc. (Albuquerque, NM) for Wealth Enhancement Advisory Services, LLC on the same day
May 14, 2026 · Team lift-out · derived
The H Group, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Portland, OR): 5 of 9 registered, a day apart
May 13, 2026 · Firm absorbed (people side) · derived
Lake Tahoe Wealth Management, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Folsom, CA): 3 of 5 registered, on the same day
May 8, 2026 · Firm absorbed (people side) · derived
2 advisors left Fullcircle Wealth LLC (Mckinney, TX) for Wealth Enhancement Advisory Services, LLC on the same day
May 5, 2026 · Team lift-out · derived
Leslie Kassandra Ortiz-Quiroz left Wealth Enhancement Advisory Services, Llc for Focus Partners Wealth, Llc (registered 2026-06-29)
Apr 21, 2026 · Advisor changed firm · fact
2 advisors left Osaic Wealth, Inc. (Ann Arbor, MI) for Wealth Enhancement Advisory Services, LLC a day apart
Apr 2, 2026 · Team lift-out · derived
Wealth Enhancement Advisory Services, Llc reported RAUM $122.2B, up 29% from $94.6B (2026-02-23 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
Wealth Enhancement Advisory Services, Llc reported 184 offices beyond its principal office, up from 144 (2026-02-23 to 2026-03-30)
Mar 30, 2026 · Office count change · derived
6 advisors left Tfb Advisors, LLC (Overland Park, KS) for Wealth Enhancement Advisory Services, LLC on the same day
Mar 25, 2026 · Team lift-out · derived
Sarah Guibert left Wealth Enhancement Advisory Services, Llc for Transamerica Financial Advisors, Llc (registered 2026-05-06)
Mar 16, 2026 · Advisor changed firm · fact
Kristen Dichkus left Wealth Enhancement Advisory Services, Llc for J.P. Morgan Securities Llc (registered 2026-03-13)
Mar 2, 2026 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Wealth Enhancement Advisory Services, LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business email: info@wealthenhancement.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 833-307-3750reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 800-492-1222reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/WEALTH-ENHANCEMENT-GROUPreportedpublic record, Form ADV, Sep 17, 2026
Website: WEALTHENHANCEMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 763-417-1700reportedpublic record, Form ADV, Aug 20, 2026
Contact form: wealthenhancement.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: wealthenhancement.com/our-story/leadershipreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $121Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026