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Registered advisor
B••••••• B••••
Feed of 09/14/2026
Also filed as B••••••• J• B••••••••• J• B•••••• B•••• •
At current firm
12 y
since Apr 15, 2014
In the industry
14 y
since Feb 29, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 15, 2014 · Puyallup, Wa
- E••••• J•••• national BDMar 1, 2012 to Apr 19, 2013 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 19, 2013, registered Apr 15, 2014 (361 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address