DFX Intelligence
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Registered advisor
P•••••• J••• L••••••
Feed of 09/15/2026
At current firm
0 y
since Dec 2, 2025
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 2, 2025 · Boynton Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2014 to Apr 11, 2023 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••• A••••••• G••••• L••left Apr 11, 2023, registered Dec 2, 2025 (966 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedApr 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address