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Registered advisor
A•••••• J••••• I•••••
Feed of 09/15/2026
Also filed as A•••••• J••••• I••••••••• J• I•••••
At current firm
8 y
since Aug 30, 2018
In the industry
14 y
since Mar 20, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 30, 2018 · Hamden, Ct
- P•••• S••••••••• L•• no RAUMJul 23, 2015 to Aug 28, 2018 · Shelton, Ct
- M•• F•••••••• S•••••••• I••• formerAug 30, 2012 to Jul 16, 2015 · Shelton, Ct
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 28, 2018, registered Aug 30, 2018 (2 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Jul 16, 2015, registered Jul 23, 2015 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address