DFX Intelligence
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Registered advisor
R••• J•• S•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••• S•••••••
At current firm
0 y
since May 27, 2026
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince May 27, 2026 · Jersey City, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 27, 2012 to Sep 7, 2023 · Melville, Ny
- T• A••••••••• I••• formerJun 27, 2012 to Oct 14, 2022 · Huntington Station, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Sep 7, 2023, registered May 27, 2026 (993 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jun 27, 2012 (-3761 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address