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E••••• C•••••• T•••••
Senior Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Paducah, KyIAPD 6036911
As of · the IAPD feed; also filed as E••••• C•••••• T•••••
- At current firm
- 7 y
- In the industry
- 14 y
- Prior registered firms
- 1
- Signals
- 0
since Oct 19, 2018
As of · the IAPD feed; also filed as E••••• C•••••• T•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/InvestmentsreportedWWW.STIFELPADUCAH.COMfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 19, 2018 · Paducah, Ky
- E••••• J•••• national BDJul 9, 2012 to Oct 22, 2018 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 22, 2018, registered Oct 19, 2018 (-3 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address