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Registered advisor
K•••• W•••••
Feed of 09/14/2026
Also filed as K•••• J• W••••••••• W••••••••• J••• W••••••••• J• W•••••
At current firm
3 y
since Jul 25, 2023
In the industry
14 y
since May 21, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 25, 2023 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseOct 12, 2016 to Oct 25, 2018 · Weehawken, Nj
- M••••• S•••••• wirehouseNov 18, 2013 to Sep 30, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 25, 2018, registered Jul 25, 2023 (1734 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 30, 2016, registered Oct 12, 2016 (12 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address