DFX Intelligence
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Registered advisor
E••••• C••••• O••••••
Feed of 09/14/2026
Also filed as C••••• O••••••••• O•••••••
At current firm
8 y
since Jul 31, 2018
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• L••• other currentsince Jul 31, 2018 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address