DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alliancebernstein L.P.

Other adviserNashville, TennesseeCRD 108477SEC 801-56720website IAPD

Latest filing Jul 7, 2026

First filing on the tape Dec 1, 2011 · 89 filings

SEC status approved since Aug 13, 1999

RAUM

$763B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

10%

$77B individuals and HNW

Advisors

520

registered through the firm on IAPD

RAUM per advisor

$1.5B

derived; firm RAUM over IAPD count

Employees

4,204

1,616 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

89 filings and snapshots on the tape

RAUM$763B as of Jul 7, 2026

Mar 30, 2012$406B then

HNW client RAUM$77B as of Jul 7, 2026

Mar 28, 2018$31B then

State-registered IARs (5.B.3)507 as of Jul 7, 2026

Apr 1, 20131,100 then

Employees (5.A)4,204 as of Jul 7, 2026

Apr 1, 20133,300 then

Private funds49 as of Jul 7, 2026

Mar 30, 201253 then

RAUM +7.6% over the last fiscal year+9.4% a year over threeIARs 494 to 507offices 54 to 59

Practice profile

derived from the filing of Jul 7, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $1.5BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 49derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.0MderivedHNW RAUM over HNW clients
Average account: $10.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 8.1derivedItem 5.A over advisors
Advisors per office: 8.7derived60 offices incl. principal (1.F.5)
RAUM growth, one year: +7.6%derivedbetween the last two annual amendments
Advisor growth, one year: +2.6%derivedItem 5.B.3 between annual amendments
Client growth, one year: +16%derived
Compensation: percentage of assets, fixed fees, subscription, performance-based, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, publications, otherreportedItem 5.G
Financial planning clients: 36,500reportedItem 5.H
Wrap fee program: participatesreportedItem 5.I
Custody: $40B, 117 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
a related person acts as qualified custodian (9.D.2)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$215B28%
Investment companies$208B27%
Insurance companies$114B15%
High-net-worth individuals$77B10%
State and municipal entities$56B7.4%
Other investment advisers$45B5.8%
Sovereign wealth funds$15B2.0%
Pension and profit-sharing plans$13B1.7%
Corporations and businesses$13B1.7%
Charitable organizations$5.9B0.8%

Individual clients: 0reported
HNW clients: 25,513reported
Pension plan clients: 539reported
Charitable clients: 2,289reported
Accounts: 75,956reported
Financial planning clients: 36,500reported
Wrap fee programs: $0 sponsored, $61B managedreported
Custody of client assets: $40B for 117 clientsreported
Compensation: % of AUM, fixed, performance, commissionsreported
Class basis: private_client_share=0.1 fund_share=0.61 institutional_share=0.27 related_bd=true related_bank=true bd_reps=1146.0derived

Advisors registered through the firm

521 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Alan Robert Feld	Teaneck, Nj	Dec 5, 1993	39 y	0
William Edward Hair	Los Angeles, Ca	Jul 8, 1997	43 y	0
Joseph Michael BrodeckiCertified Financial Planner	Potomac, Md	Mar 9, 1998	39 y	0
Cynthia Beth Plawker	New York, Ny	May 26, 1998	35 y	0
Seth Neil Buchwald	New York, Ny	May 26, 1998	29 y	0
John Evans Oden	New York, Ny	May 26, 1998	37 y	0
Paul Roe Beirne	New York, Ny	Feb 2, 1999	39 y	0
John Patrick Polidori	Philadelphia, Pa	Feb 2, 1999	29 y	0
Joseph Patrick EganChartered Financial Analyst	Studio City, Ca	Aug 2, 2000	31 y	0
Robert Anthony Westropp	Chicago, Il	Oct 5, 2000	40 y	0
Gregory T Jeckovich	Houston, Tx	Dec 7, 2000	25 y	0
David Carl Berghult	St. Louis Park, Mn	Oct 5, 2001	25 y	0
Steven Gene Morgan	San Francisco, Ca	Dec 3, 2001	25 y	0
Gregory David Miller	Chicago, Il	Dec 10, 2001	26 y	0
Richard Edward Meyers	Chicago, Il	Feb 20, 2002	25 y	0
Kenneth Duane Mcdonald	Dallas, Tx	Mar 27, 2002	32 y	0
Stephen Christopher Lewis	Houston, Tx	May 7, 2002	24 y	0
George MavliosChartered Financial Analyst	Tampa, Fl	May 10, 2002	31 y	0
Joel Richard Stevens	Tampa, Fl	May 10, 2002	31 y	0
Christian F. Tresse	San Diego, Ca	May 10, 2002	24 y	0
M. Joseph Robinson	West Palm Beach, Fl	May 10, 2002	39 y	0
Peter Brian Dreyfuss	Miami, Fl	May 10, 2002	33 y	0
Halley Margaret Love	New York, Ny	May 13, 2002	30 y	0
Peter Christopher Scholze	Los Angeles, Ca	Jan 29, 2003	28 y	0
Suzanne Jacob Lynch	Chicago, Il	Jul 2, 2003	23 y	0
Jason D Arends	Chicago, Il	Feb 4, 2004	23 y	0
Daniel Lee BrunelloCertified Financial Planner	Houston, Tx	Apr 7, 2004	24 y	1
Evan C Deoul	West Palm Beach, Fl	May 17, 2004	22 y	0
Karen Miran Park	San Francisco, Ca	Aug 9, 2004	22 y	0
Timothy James Ruch	Houston, Tx	Oct 1, 2004	22 y	0
Stephanie Campbell Gibson	Tampa, Fl	Oct 4, 2004	22 y	0
Scott William Repke	Philadelphia, Pa	Dec 10, 2004	25 y	0
Abigail Daniels	Houston, Tx	Sep 14, 2005	21 y	0
Steven Philip Gonzalez	Chicago, Il	Jan 16, 2006	20 y	0
Daniel Garvey Gavin	Nashville, Tn	Jan 17, 2006	20 y	0
Daniel Joseph Pacella	Miami, Fl	Jan 19, 2006	20 y	0
Eric A Steinmiller	Washington, Dc	Jan 27, 2006	21 y	0
Andrew Seth JacobsCertified Financial Planner	Chicago, Il	Jan 30, 2006	21 y	0
Donald Robert Braun	Philadelphia, Pa	Jan 31, 2006	20 y	0
Jonathan Matthew Fung	Denver, Co	Aug 23, 2006	20 y	0

All 521 advisors at Alliancebernstein L.P.

Advisor movement

32 left, 42 joined in 12 months

net +10 in 12 months6 left in 90 days10 joined in 90 daysdeparture rate 6.2% of current headcount90 left over 36 months

Left, latest

Sara Dejay Willis to New Edge Wealth
Aug 28, 2026 · Other
Jeffrey William Thompson to Sanford C. Bernstein & Co., LLC
Aug 28, 2026 · Other
Shannon Michael Willems to New Edge Wealth
Aug 28, 2026 · Other
Horacio John Woolcott to Westminster Financial Advisory Corp
Aug 7, 2026 · Other
Jeremy Levinson to J.P. Morgan Securities LLC
Jul 8, 2026 · Other
David Pierce Muller to Nerdwallet Wealth Partners, LLC
Jul 6, 2026 · Other
Dalton Jace Harris to R.D. Smothers Wealth Management
Jun 4, 2026 · Other
Adam Ehab Innab to Goldman Sachs Wealth Services, L.P.
May 21, 2026 · Other
Brian Farzin Haloossim to Sanford C. Bernstein & Co., LLC
May 21, 2026 · Other
Hershil Shah to Iconiq Capital, LLC
May 21, 2026 · Other
Jorge Haddad Mestre to Tlwm Financial
May 11, 2026 · Other
Theodore William Nielsen to Arrow Alliance
Apr 2, 2026 · Other
James Dugan to United Capital Financial Advisors
Mar 13, 2026 · Other
Lauren Ann Ricca to LPL Financial LLC
Feb 25, 2026 · Other
Carson Pope to Assetbuilder, Inc.
Feb 25, 2026 · Other

Joined, latest

Aaron John Schulz from Equitable Advisors, LLC
Sep 15, 2026 · Other
Ryleigh Williams from Charles Schwab & Co., Inc.
Sep 9, 2026 · Other
Matthew Brady Mcconaty from LPL Financial LLC
Sep 1, 2026 · Other
Connor Matthew Gage from Ameriprise Financial Services, LLC
Aug 7, 2026 · Other
Camille Aman Tambunting from Goldman Sachs Wealth Services, L.P.
Aug 3, 2026 · Other
Tucker Thomas Hastings from Goldman Sachs Wealth Services, L.P.
Jul 31, 2026 · Other
Lawrence N/A Lamonica from Sol Capital Management Co
Jul 22, 2026 · Other
Isheka Agarwal from Altar Rock
Jul 20, 2026 · Other
Tatiana S Cluver from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jun 24, 2026 · Other
Liam Leo Keefe from Florida Financial Advisors, LLC
Jun 22, 2026 · Other
Keaton Jack Wright from Robert W. Baird & Co. Incorporated
Jun 15, 2026 · Other
Owen Robert Freese from 49 Financial
Jun 3, 2026 · Other
Connor Edward Van Skike from Mwa Financial Services, Inc.
May 27, 2026 · Other
Marco Philip Yeppez from Wells Fargo Advisors
May 26, 2026 · Other
Carey M Fortnam from Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 26, 2026 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for New Edge Wealth
Aug 28, 2026 · Houston, Tx
2 left for Cresset Asset Management, LLC
Nov 7, 2025 · Houston, Tx
2 left for UBS Financial Services Inc.
Oct 29, 2025 · New York, Ny
3 left for UBS Financial Services Inc.
Dec 14, 2023 · Philadelphia, Pa
3 left for UBS Financial Services Inc.
Oct 4, 2022 · Chicago, Il
3 left for UBS Financial Services Inc.
Jul 22, 2021 · Tampa, Fl
2 left for UBS Financial Services Inc.
Oct 20, 2020 · New York, Ny
4 left for UBS Financial Services Inc.
May 27, 2020 · Dallas, Tx

2 joined from Strategic Advisers LLC
May 5, 2026 · Boston, Ma
2 joined from Fidelity Personal And Workplace Advisors
Sep 18, 2018 · Boston, Ma

Teams out Teams in

Private funds

113 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Alliancebernstein Legacy Securities Master Fund L.P.no longer reported	Hedge Fund	$4.3B	22	Mar 30, 2012
Ab Financial Services Opportunities Master Fund L.P.	Hedge Fund	$1.3B	3	Nov 29, 2017
Alliancebernstein Securitized Assets Master Fund, L.P.	Hedge Fund	$1.3B	3	Apr 1, 2013
Alliancebernstein Financial Services Opportunities Master Fund, L.P.no longer reported	Hedge Fund	$1.2B	3	Mar 31, 2014
Alliancebernstein Financial Services Opportunities Delaware Fund, L.P.no longer reported	Hedge Fund	$1.1B	1,718	Jan 18, 2019
Sanford C. Bernstein & Co. Delaware Business Trust - Bernstein Emerging Markets Value Seriesno longer reported	Other Private Fund	$709M	18	Mar 30, 2012
Alliancebernstein Delaware Business Trust - Ab Global Research Insights Series	Other Private Fund	$646M	833	Feb 24, 2017
Ab Commercial Real Estate Debt Fund III, Sicav-Sif S.C.Sp.	Real Estate Fund	$617M	16	Mar 28, 2018
Alliancebernstein Delaware Business Trust - Ab Emerging Markets Debt Opportunities Seriesno longer reported	Other Private Fund	$608M	2	Mar 28, 2018
W.P. Stewart Holdings Fundno longer reported	Hedge Fund	$534M	115	Apr 2, 2012
Ab Arya Partners (Delaware) Fund, L.P.	Hedge Fund	$527M	615	Feb 24, 2017
Alliancebernstein Delaware Business Trust - Ab Global Core Equity Series	Other Private Fund	$447M	53	Feb 19, 2021
Alliancebernstein Delaware Business Trust - Alliancebernstein European Opportunities Series	Other Private Fund	$431M	648	Mar 31, 2014
Ab Commercial Real Estate Debt Secondary Market Fund III, Sicav-Sif S.C.Sp.no longer reported	Real Estate Fund	$424M	15	Aug 31, 2022
Alliancebernstein U.S. Real Estate Partners II L.P.	Hedge Fund	$357M	660	Nov 21, 2014
Ab Arya Partners (Luxembourg) Fund, Sicav-Raif S.C.Sp.	Hedge Fund	$306M	11	Feb 24, 2017
Ab Real Estate Equity Plus (Taxable) Fund L.P.	Private Equity Fund	$293M	646	Apr 21, 2022
Revelstoke Cdo I Limitedno longer reported	Other Private Fund	$289M	1	Mar 30, 2012
Alliancebernstein Select US Equity Holdings LP	Other Private Fund	$279M	13	Mar 30, 2012
Alliancebernstein Recovery Asset Securities Master Fund, L.P.no longer reported	Hedge Fund	$265M	168	Mar 30, 2012
Ab Commercial Real Estate Debt Fund IV, Sicav-Sif S.C.Sp.	Real Estate Fund	$257M	9	Mar 31, 2021
Ab U.S. Real Estate (Hnw) Fund III, L.P.	Real Estate Fund	$256M	787	Feb 19, 2021
Alliancebernstein Delaware Business Trust - Ab Global Research Insights Series II	Other Private Fund	$210M	270	Mar 28, 2018
Sanford C. Bernstein & Co Delaware Business Trust - Bernstein International Value - All Country Seriesno longer reported	Real Estate Fund	$208M	8	Mar 30, 2012
Ab Systematic Macro (Delaware) Fund, L.P.	Hedge Fund	$202M	2	May 13, 2022
Ab Arya Partners (Cayman) Fund, L.P.	Hedge Fund	$199M	285	Feb 24, 2017
Sanford C. Bernstein & Co Delaware Business Trust - Alliancebernstein International All-Country Blend Seriesno longer reported	Other Private Fund	$174M	8	Mar 30, 2012
Alliancebernstein Currency High Alpha Master Fund (US Dollar) Ltd.no longer reported	Hedge Fund	$167M	0	Mar 30, 2012
Alliancebernstein Delaware Business Trust - Ab International Research Insights Series	Other Private Fund	$165M	186	Mar 28, 2018
Ab-Lsv Partners I (Delaware), L.P.	Private Equity Fund	$158M	596	May 13, 2022
1.5 Degrees (Master) Fund,Sicav-Raif S.C.Spno longer reported	Hedge Fund	$154M	2	May 13, 2022
Alliancebernstein Delaware Business Trust - Ab International Strategic Equities Series	Other Private Fund	$142M	39	Mar 3, 2016
Asturias Master Fund LP	Hedge Fund	$141M	1	Jun 29, 2017
Alliancebernstein Group Trust - Emerging Markets Fund	Other Private Fund	$134M	1	Mar 30, 2012
Ab Commercial Real Estate Debt Feeder Fund IV, Sicav-Sif S.C.Sp.	Real Estate Fund	$130M	5	Apr 21, 2022
Alliancebernstein Delaware Business Trust - Ab Emerging Markets Strategic Core Equity Series	Other Private Fund	$129M	12	Mar 28, 2018
Alliancebernstein Institutional Fund - Global Plus Fixed Income Fund	Other Private Fund	$129M	6	Mar 30, 2012
Alliance Institutional Fund - Emerging Markets Growth Fundno longer reported	Other Private Fund	$125M	11	Mar 30, 2012
Alliancebernstein Financial Services Opportunities Cayman Fund, L.Pno longer reported	Hedge Fund	$123M	273	Jan 18, 2019
Alliancebernstein Delaware Business Trust - Alliancebernstein Fundamental International Small Cap Series	Other Private Fund	$119M	16	Feb 25, 2015

All funds of Alliancebernstein L.P.

Owners and control persons

Schedule A and B, latest filing

Perry Seth Bernstein · Chief Executive Officercontrol
since 05/2017 · owns less than 5%
Christopher Kyle Digangi · Global Chief Compliance Officercontrol
since 03/2020 · owns less than 5%
M Bruce Holley · Director Of Abccontrol
since 05/2024 · owns less than 5%
(Nmn) Jeffrey Hurd · Director Of Abccontrol
since 04/2019 · owns less than 5%
George Daniel Kaye · Director Of Abccontrol
since 04/2017 · owns less than 5%
(Nmn) Joan Lamm-Tennant · Chairman And Director Of Abccontrol
since 10/2021 · owns less than 5%
Burritt Nick Lane · Director Of Abccontrol
since 04/2019 · owns less than 5%
Randall Mark Manley · General Counsel & Corporate Secretarycontrol
since 05/1984 · owns less than 5%
Marie Jacqueline Marks · Chief Financial Officercontrol
since 03/2024 · owns less than 5%
(Nmn) Das Narayandas · Director Of Abccontrol
since 11/2017 · owns less than 5%
(Nmn) Mark Pearson · Director Of Abcontrol
since 01/2011 · owns less than 5%
K Karl Sprules · Chief Operating Officercontrol
since 06/2023 · owns less than 5%
Gerald Thoroton Charles Stonehill · Director Of Abccontrol
since 04/2019 · owns less than 5%
Kenyon Todd Walthall · Director Of Abccontrol
since 09/2021 · owns less than 5%

Entity owners

Alliancebernstein Corporation · General Partner
direct · owns less than 5%
Alliancebernstein Holding L.P. · Limited Partner
direct · owns 25% to 50% · public reporting company
Alpha Units Holding II, Inc. · Limited Partner
direct · owns 10% to 25%
Alpha Units Holdings, Inc. · Limited Partner
direct · owns 25% to 50%
Equitable Holdings, Inc. · Limited Partner
direct · owns 10% to 25% · public reporting company
Alliancebernstein Corporation · 0.1% General Partner Interest
indirect · owns F of Alliancebernstein Holding L.P.
Alpha Units Holdings, Inc. · 100% Shareholder
indirect · owns 75% or more of Alliancebernstein Corporation
Equitable Holdings, Inc. · 100% Shareholder
indirect · owns 75% or more of Alpha Units Holding II, Inc. · public reporting company
Equitable Holdings, Inc. · 100% Shareholder
indirect · owns 75% or more of Alpha Units Holdings, Inc. · public reporting company

Related persons

Schedule D 7.A

Ab (Shanghai) Investment Management Co., Ltd.
investment advisern
Ab (Shanghai) Overseas Investment Fund Management Co., Ltd
investment advisern
Ab Bernstein Israel Ltd.
investment advisery
Ab Broadly Syndicated Loan Manager LLC
investment adviseryRAUM $2.6B
Ab Carval Investors, LP
investment adviseryRAUM $18B
Ab Custom Alternative Solutions LLC
investment adviserbankyRAUM $1.4B
Ab Private Credit Investors LLC
investment adviseryRAUM $11B
Ab Trust Company, LLC
y
Alliancebernstein (Luxembourg) S.A.R.L.
investment advisery
Alliancebernstein (Singapore) Limited
investment advisery
Alliancebernstein Administradora De Carteiras (Brasil) Ltda.
investment advisery
Alliancebernstein Asset Management (Korea) Ltd.
investment advisery
Alliancebernstein Australia Limited
investment advisery
Alliancebernstein Canada Inc.
investment advisery
Alliancebernstein Corporation
investment advisery
Alliancebernstein Holding L.P.
investment advisern
Alliancebernstein Hong Kong Limited
investment advisery
Alliancebernstein Investments, Inc.
broker-dealerreal estatey
Alliancebernstein Japan Ltd.
investment advisery
Alliancebernstein Limited
investment advisery
Bernstein Autonomous Research Llp
broker-dealern
Bernstein Institutional Services LLC
broker-dealerinvestment advisern
Cph Capital Fondsmaeglerselskab A/S
investment advisery
Equitable Advisors, LLC
broker-dealerinvestment advisernRAUM $42B
Equitable Distributors, LLC
broker-dealerreal estaten
Equitable Financial Life Insurance Company
real estatey
Equitable Financial Services Company Of America
real estaten
Equitable Investment Management Group, LLC
investment adviserbanknRAUM $167B
Planmember Asset Management Corporation
broker-dealerinvestment advisern
Planmember Securities Corporation
broker-dealerinvestment advisernRAUM $10B

Advisers that list Alliancebernstein L.P. as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
New York, Ny	112	14	7	1
Nashville, Tn · principal	71	9	6
Los Angeles, Ca	30	4	0
Chicago, Il	28	3	1
Houston, Tx	24	3	8	2
San Francisco, Ca	24	3	2
Philadelphia, Pa	22	1	2
Tampa, Fl	22	3	0
Miami, Fl	19	2	0
Boston, Ma	18	4	0
West Palm Beach, Fl	16	5	0
Washington, Dc	15	1	1
Dallas, Tx	15	5	2
Denver, Co	14	3	0
Seattle, Wa	13	0	0
St Louis Park, Mn	13	3	0
Cleveland, Oh	12	2	0
Stamford, Ct	11	3	0
Atlanta, Ga	11	1	1
San Diego, Ca	10	1	0

All 32 offices

Offices

Schedule D 1.F, the 25 largest

New York, NY209 employees
New York, NY91 employees
Los Angeles, CA56 employees
Chicago, IL48 employees
Washington, DC39 employees
San Francisco, CA38 employees
Houston, TX33 employees
Philadelphia, PA29 employees
Boston, MA27 employees
Miami, FL23 employees
Pune, India23 employees
West Palm Beach, FL22 employees
Denver, CO21 employees
Dallas, TX21 employees
Minneapolis, MN19 employees
Tampa, FL19 employees
Seattle, WA18 employees
San Diego, CA17 employees
Cleveland, OH16 employees
Atlanta, GA13 employees
Stamford, CT9 employees
Pittsburgh, PA3 employees
Quarry Bay, Hong Kong3 employees
Tel Aviv, Israel2 employees
London, United Kingdom2 employees

What changed

consecutive filings, newest first

Accounts · 68,593 to 75,956
Sep 4, 2025 to Mar 30, 2026
Advisory employees · 871 to 1,616
Sep 4, 2025 to Mar 30, 2026
BD registered reps · 1,104 to 1,146
Sep 4, 2025 to Mar 30, 2026
Charity clients · 2,088 to 2,289
Sep 4, 2025 to Mar 30, 2026
Corporate clients · 1,069 to 1,219
Sep 4, 2025 to Mar 30, 2026
HNW clients · 22,036 to 25,513
Sep 4, 2025 to Mar 30, 2026
Pension plan clients · 560 to 539
Sep 4, 2025 to Mar 30, 2026
Pooled vehicle clients · 423 to 412
Sep 4, 2025 to Mar 30, 2026
Assets in custody · $36B to $40B
Sep 4, 2025 to Mar 30, 2026
Employees · 3,994 to 4,204
Sep 4, 2025 to Mar 30, 2026
State-registered IARs · 494 to 507
Sep 4, 2025 to Mar 30, 2026
Other offices · 54 to 59
Sep 4, 2025 to Mar 30, 2026
Private funds · 50 to 49
Sep 4, 2025 to Mar 30, 2026
Discretionary RAUM · $692B to $750B
Sep 4, 2025 to Mar 30, 2026
HNW RAUM · $64B to $77B
Sep 4, 2025 to Mar 30, 2026
Non-discretionary RAUM · $17B to $13B
Sep 4, 2025 to Mar 30, 2026
Pension RAUM · $15B to $13B
Sep 4, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $212B to $215B
Sep 4, 2025 to Mar 30, 2026
RAUM · $709B to $763B
Sep 4, 2025 to Mar 30, 2026
Wrap assets (manager) · $53B to $61B
Sep 4, 2025 to Mar 30, 2026
Private funds · 48 to 50
Jun 16, 2025 to Sep 4, 2025
Financial planning clients · More than 500 to More than 500
Apr 30, 2025 to Jun 16, 2025
RAUM · $651B to $709B
Nov 27, 2024 to Apr 30, 2025
Accounts · 62,140 to 68,593
Nov 27, 2024 to Apr 30, 2025
Advisory employees · 829 to 871
Nov 27, 2024 to Apr 30, 2025
BD registered reps · 1,302 to 1,104
Nov 27, 2024 to Apr 30, 2025
Charity clients · 1,881 to 2,088
Nov 27, 2024 to Apr 30, 2025
Corporate clients · 1,052 to 1,069
Nov 27, 2024 to Apr 30, 2025
HNW clients · 21,169 to 22,036
Nov 27, 2024 to Apr 30, 2025
Pension plan clients · 788 to 560
Nov 27, 2024 to Apr 30, 2025
Pooled vehicle clients · 436 to 423
Nov 27, 2024 to Apr 30, 2025
Assets in custody · $31B to $36B
Nov 27, 2024 to Apr 30, 2025
Employees · 4,565 to 3,994
Nov 27, 2024 to Apr 30, 2025
State-registered IARs · 485 to 494
Nov 27, 2024 to Apr 30, 2025
Private funds · 56 to 48
Nov 27, 2024 to Apr 30, 2025
Discretionary RAUM · $637B to $692B
Nov 27, 2024 to Apr 30, 2025
HNW RAUM · $50B to $64B
Nov 27, 2024 to Apr 30, 2025
Non-discretionary RAUM · $15B to $17B
Nov 27, 2024 to Apr 30, 2025
Pension RAUM · $18B to $15B
Nov 27, 2024 to Apr 30, 2025
Pooled vehicle RAUM · $186B to $212B
Nov 27, 2024 to Apr 30, 2025

Signals

60 dated events

Maxwell Anthony Gorack added a TX registration at Alliancebernstein L.P.
Sep 16, 2026 · New state registration · fact
Aaron John Schulz registered as an investment adviser representative at Alliancebernstein L.P.
Sep 15, 2026 · Advisor registered · fact
Jeffrey William Thompson left Alliancebernstein L.P. for Sanford C. Bernstein & Co., Llc (registered 2013-02-26)
Aug 28, 2026 · Advisor changed firm · fact
Sara Dejay Willis left Alliancebernstein L.P. for New Edge Wealth (registered 2026-08-17)
Aug 28, 2026 · Advisor changed firm · fact
Shannon Michael Willems left Alliancebernstein L.P. for New Edge Wealth (registered 2026-08-17)
Aug 28, 2026 · Advisor changed firm · fact
2 advisors left Alliancebernstein L.P. (Houston, TX) for New Edge Wealth on the same day
Aug 28, 2026 · Team lift-out · derived
Horacio John Woolcott left Alliancebernstein L.P. for Westminster Financial Advisory Corp (registered 2026-07-27)
Aug 7, 2026 · Advisor changed firm · fact
Jeremy Levinson left Alliancebernstein L.P. for J.P. Morgan Securities Llc (registered 2026-07-22)
Jul 8, 2026 · Advisor changed firm · fact
David Pierce Muller left Alliancebernstein L.P. for Nerdwallet Wealth Partners, Llc (registered 2026-07-15)
Jul 6, 2026 · Advisor changed firm · fact
Dalton Jace Harris left Alliancebernstein L.P. for R.D. Smothers Wealth Management (registered 2026-06-03)
Jun 4, 2026 · Advisor changed firm · fact
Hershil Shah left Alliancebernstein L.P. for Iconiq Capital, Llc (registered 2026-06-01)
May 21, 2026 · Advisor changed firm · fact
Adam Ehab Innab left Alliancebernstein L.P. for Goldman Sachs Wealth Services, L.P. (registered 2026-06-05)
May 21, 2026 · Advisor changed firm · fact
Brian Farzin Haloossim left Alliancebernstein L.P. for Sanford C. Bernstein & Co., Llc (registered 2013-02-26)
May 21, 2026 · Advisor changed firm · fact
Jorge Haddad Mestre left Alliancebernstein L.P. for Tlwm Financial (registered 2026-09-11)
May 11, 2026 · Advisor changed firm · fact
2 advisors left Strategic Advisers LLC (Boston, MA) for Alliancebernstein L.P. within 7 days
May 5, 2026 · Team lift-out · derived
Theodore William Nielsen left Alliancebernstein L.P. for Arrow Alliance (registered 2026-04-20)
Apr 2, 2026 · Advisor changed firm · fact
Alliancebernstein L.P. reported 59 offices beyond its principal office, up from 54 (2025-09-04 to 2026-03-30)
Mar 30, 2026 · Office count change · derived
James Dugan left Alliancebernstein L.P. for United Capital Financial Advisors (registered 2026-04-08)
Mar 13, 2026 · Advisor changed firm · fact
Brooke N Vannoy left Alliancebernstein L.P. for Morgan Stanley (registered 2026-06-02)
Feb 25, 2026 · Advisor changed firm · fact
Carson Pope left Alliancebernstein L.P. for Assetbuilder, Inc. (registered 2025-12-22)
Feb 25, 2026 · Advisor changed firm · fact
Tyler Michael Joern left Alliancebernstein L.P. for Moneta Group Investment Advisors, Llc (registered 2026-05-20)
Feb 25, 2026 · Advisor changed firm · fact
Lauren Ann Ricca left Alliancebernstein L.P. for Lpl Financial Llc (registered 2026-02-06)
Feb 25, 2026 · Advisor changed firm · fact
Derek Blair left Alliancebernstein L.P. for Lpl Financial Llc (registered 2026-02-05)
Feb 3, 2026 · Advisor changed firm · fact
Zachary Alan Schiller left Alliancebernstein L.P. for Mercer Global Advisors Inc. (registered 2026-01-14)
Jan 30, 2026 · Advisor changed firm · fact
Andrew Llewellyn left Alliancebernstein L.P. for Hightower Advisors, Llc (registered 2026-01-21)
Jan 22, 2026 · Advisor changed firm · fact
Eric Hayes left Alliancebernstein L.P. for J.P. Morgan Securities Llc (registered 2025-12-11)
Dec 15, 2025 · Advisor changed firm · fact
Michael Underwood Ellington left Alliancebernstein L.P. for Cresset Asset Management, Llc (registered 2025-12-02)
Dec 15, 2025 · Advisor changed firm · fact
Danique E Van Der Velden left Alliancebernstein L.P. for Cresset Asset Management, Llc (registered 2025-11-19)
Nov 7, 2025 · Advisor changed firm · fact
Zachary Lincoln Gardner left Alliancebernstein L.P. for Cresset Asset Management, Llc (registered 2025-10-28)
Nov 7, 2025 · Advisor changed firm · fact
2 advisors left Alliancebernstein L.P. (Houston, TX) for Cresset Asset Management, LLC on the same day
Nov 7, 2025 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

Alliancebernstein L.P. · Independent Sponsors
shared crd · capital_provider
Alliancebernstein L.P. · Private Equity
shared crd · organization
Alliancebernstein L.P. · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/ab-carvalreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/abglobalreportedpublic record, Form ADV, Sep 17, 2026
Website: alliancebernstein.bsky.socialreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 615-622-0000reportedpublic record, Form ADV, Jul 7, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $1.5Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Alliancebernstein L.P. is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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