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RIA Intelligence

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Registered advisor

R••• C•••••• K••••••

S•••••• N••••••• • C••••••• I•••••••••national BDColorado Springs, Co dual registrantIAPD 6045487

Feed of 09/14/2026

At current firm

5 y

since Aug 9, 2021

In the industry

14 y

since May 24, 2012 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Professional profile

title, designations and roles as the firm prints them

Title: Vice President/Investmentsreportedstifelpueblo.comfirm site, Sep 24, 2026

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Aug 9, 2021 · Colorado Springs, Co

M••••• S•••••• wirehouse
Jan 21, 2014 to Aug 24, 2021 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
May 25, 2012 to Nov 6, 2013 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left Aug 24, 2021, registered Aug 9, 2021 (-15 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••
left Nov 6, 2013, registered Jan 21, 2014 (76 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address