DFX Intelligence
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Registered advisor
T••••• R•• F•••••
Feed of 09/14/2026
At current firm
2 y
since Feb 14, 2024
In the industry
13 y
since Nov 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•• W••••• P••••••• L•• state registered currentsince Feb 14, 2024 · Waxahachie, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 10, 2023 to Feb 27, 2024 · Waxahachie, Tx
- S••••••• F•••••••• S•••••••• I••• formerMar 19, 2013 to Aug 10, 2023 · Austin, Tx
- C•• S••••••••• L•• formerMar 19, 2013 to Oct 22, 2021 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to O•• W••••• P••••••• L••left Feb 27, 2024, registered Feb 14, 2024 (-13 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 22, 2021, registered Mar 19, 2013 (-3139 days) · corporate re-registration, not a move
Signals
- ••• LockedFeb 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address