DFX Intelligence
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Registered advisor
A••••• H•••
Feed of 09/14/2026
Also filed as A••••• D• H•••
At current firm
1 y
since Jul 9, 2025
In the industry
14 y
since Apr 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 9, 2025 · Brentwood, Tn
- W•••• F•••• A••••••• wirehouseApr 25, 2019 to Jun 24, 2025 · Brentwood, Tn
- U•• F•••••••• S••••••• I••• wirehouseApr 19, 2017 to Dec 26, 2018 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 28, 2016 to Mar 3, 2017 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 24, 2025, registered Jul 9, 2025 (15 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Dec 26, 2018, registered Apr 25, 2019 (120 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Mar 3, 2017, registered Apr 19, 2017 (47 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address