DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• S• B••••••••
Feed of 09/14/2026
Also filed as T•••••• B••••••••• S••••• B••••••••• S••••• S••••• B••••••••
At current firm
6 y
since Mar 10, 2020
In the industry
14 y
since Aug 8, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 10, 2020 · Columbus, Oh
- U•• F•••••••• S••••••• I••• wirehouseMay 15, 2015 to Feb 3, 2020 · Columbus, Oh
- M••••• S•••••• wirehouseNov 5, 2012 to May 19, 2015 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 3, 2020, registered Mar 10, 2020 (36 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left May 19, 2015, registered May 15, 2015 (-4 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address