DFX Intelligence
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Feed of 09/15/2026
Also filed as H•••• A•• B••••••••• A•• O••••••
At current firm
10 y
since Feb 11, 2016
In the industry
14 y
since Jul 6, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Feb 11, 2016 · St. Louis, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 18, 2014 to Apr 7, 2015 · Sarasota, Fl
- L•• F•••••••• L•• BD affiliatedMar 19, 2014 to Aug 12, 2014 · Sarasota, Fl
- E••••• J•••• national BDJul 10, 2012 to Jan 7, 2014 · North Port, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to E••••• J••••left Apr 7, 2015, registered Feb 11, 2016 (310 days) · Other
- L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 12, 2014, registered Dec 18, 2014 (128 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Jan 7, 2014, registered Mar 19, 2014 (71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address