DFX Intelligence
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Registered advisor
T•••••• A••••• H••••
Feed of 09/14/2026
Also filed as T•••••• H•••••••• A••••• H••••
At current firm
10 y
since Nov 17, 2015
In the industry
14 y
since Sep 15, 2012 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Nov 17, 2015 · Mobile, Al
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address