DFX Intelligence
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Registered advisor
D••••••• P••••
Feed of 09/14/2026
Also filed as D••••••• S••••••••• M••••• P••••••••• M••••• P••••
At current firm
7 y
since Dec 17, 2018
In the industry
14 y
since Jul 11, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 17, 2018 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 21, 2015 to Apr 2, 2018 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Apr 2, 2018, registered Dec 17, 2018 (259 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address