DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• B•••
At current firm
3 y
since Aug 18, 2023
In the industry
14 y
since Jul 21, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 18, 2023 · Tulsa, Ok
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Jul 25, 2023 · Sapulpa, Ok
- C••••• A•••••• N••••••• L•• formerFeb 4, 2014 to Jun 29, 2023 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to E••••• J••••left Jul 25, 2023, registered Aug 18, 2023 (24 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJul 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address