DFX Intelligence
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Registered advisor
D•••• W• R••••••
Feed of 09/14/2026
Also filed as D•••• R••••••••• W•••••• R••••••••• R••••••••• W•••••• R••••••
At current firm
3 y
since Apr 17, 2023
In the industry
13 y
since Nov 15, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 17, 2023 · Scottsdale, Az
- M••••• S•••••• wirehouseJun 6, 2022 to May 5, 2023 · Tempe, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 25, 2013 to May 5, 2022 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 5, 2023, registered Apr 17, 2023 (-18 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 5, 2022, registered Jun 6, 2022 (32 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 5, 2023 · Advisor changed firm · fact
- ••• LockedMay 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address