DFX Intelligence
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Registered advisor
M•••••• R••• B••••••
Feed of 09/14/2026
Also filed as M•••••• R••• B••••••••• B••••••
At current firm
5 y
since Jul 12, 2021
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 12, 2021 · Cottonwood Heights, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jul 12, 2021 · Boston, Ma
- S•••••••• A••••••• L•• national BDAug 24, 2015 to Jul 13, 2018 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jul 12, 2021, registered Jul 12, 2021 (0 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address