DFX Intelligence
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A••••• M•••••• G•••
Certified Financial Planner
As of · the IAPD feed; also filed as A••••• G•••
- At current firm
- 3 y
- In the industry
- 14 y
- Prior registered firms
- 1
- Signals
- 1
since Feb 10, 2023
As of · the IAPD feed; also filed as A••••• G•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 10, 2023 · Columbiana, Oh
- P•••• S••••••••• L•• no RAUMApr 25, 2013 to Mar 1, 2023 · East Liverpool, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to C••••••••• F•••••••• N••••••left Mar 1, 2023, registered Feb 10, 2023 (-19 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 1, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address