DFX Intelligence
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Registered advisor
T•••• H••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as T•••• J•••• H••••••
At current firm
4 y
since Jun 23, 2022
In the industry
14 y
since Sep 10, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 23, 2022 · Wichita, Ks
- E••••• J•••• national BDApr 24, 2015 to Jun 24, 2022 · Wichita, Ks
- F•••• H•••• G••••• L•• unclassifiedJan 31, 2013 to Jul 11, 2014 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to K••••• A••••••• S•••••••• L••left Jun 24, 2022, registered Jun 23, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- F•••• H•••• G••••• L•• to E••••• J••••left Jul 11, 2014, registered Apr 24, 2015 (287 days) · Other
Signals
- ••• LockedJun 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address