DFX Intelligence
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Registered advisor
N•••••••• A••• R••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Oct 4, 2016
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Oct 4, 2016 · Charlotte, Nc
- E•••••••• A•••••••• L•• national BDJan 10, 2013 to Feb 11, 2014 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••left Feb 11, 2014, registered Oct 4, 2016 (966 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address