DFX Intelligence
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Registered advisor
M••• I•••• K•••••
Feed of 09/14/2026
Also filed as M••• K••••••••• E• K•••••
At current firm
9 y
since Dec 27, 2016
In the industry
42 y
since Jun 1, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Dec 27, 2016 · Wawick, Ri
- O•••• F•• I••• formerAug 8, 2013 to Nov 28, 2016 · Warwick, Ct
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to I••••••••• W••••• C••••••• L••left Nov 28, 2016, registered Dec 27, 2016 (29 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address