DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Integrated Wealth Concepts LLC

Independent wealth managerWaltham, MassachusettsCRD 284656SEC 801-108179website IAPD

Latest filing Aug 3, 2026

First filing on the tape Jul 20, 2016 · 136 filings

SEC status approved since Jul 25, 2016

RAUM

$24B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

97%

$23B individuals and HNW

Advisors

473

registered through the firm on IAPD

RAUM per advisor

$49.8M

derived; firm RAUM over IAPD count

Employees

493

491 advisory (5.B.1)

Offices

120

beyond the principal office

Private funds

reported on Schedule D

History

136 filings and snapshots on the tape

RAUM$24B as of Aug 3, 2026

Mar 31, 2017$550M then

HNW client RAUM$16B as of Aug 3, 2026

Mar 30, 2018$290M then

State-registered IARs (5.B.3)411 as of Aug 3, 2026

Mar 31, 2017137 then

Employees (5.A)493 as of Aug 3, 2026

Mar 31, 2017205 then

Private funds: no history

RAUM +55% over the last fiscal year+47% a year over threeIARs 403 to 411offices 112 to 120

Practice profile

derived from the filing of Aug 3, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $49.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 61derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.5MderivedHNW RAUM over HNW clients
Average account: $359,608derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.9derived121 offices incl. principal (1.F.5)
RAUM growth, one year: +25%derivedbetween the last two annual amendments
Advisor growth, one year: +2.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +7.3%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 3,500reportedItem 5.H
Wrap fee program: $4.8BreportedItem 5.I
Custody: $10B, 22,279 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$16B68%
Individuals$6.8B29%
Corporations and businesses$392M1.7%
Pension and profit-sharing plans$251M1.1%
Charitable organizations$111M0.5%

Individual clients: 18,758reported
HNW clients: 10,429reported
Pension plan clients: 291reported
Charitable clients: 67reported
Accounts: 65,563reported
Financial planning clients: 3,500reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $10B for 22,279 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=250.0derived

Advisors registered through the firm

478 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Joshua Mark Barron	Royal Oak, Mi	Apr 15, 2010	24 y	2
Martha M Payne	Waltham, Ma	Aug 22, 2016	23 y	0
Matthew Sean Donovan	Rockland, Ma	Aug 22, 2016	27 y	1
John Charles Pastore	Waltham, Ma	Sep 26, 2016	26 y	1
David KlineCertified Financial Planner	Waltham, Ma	Oct 4, 2016	16 y	2
Michael Paul DionneChartered Financial Consultant	Rockland, Ma	Oct 4, 2016	42 y	2
Thomas Michael Portentoso	Rockalnd, Ma	Oct 4, 2016	29 y	1
R. Jason HorwitzCertified Financial Planner	Rockland, Ma	Oct 4, 2016	22 y	2
William Daniel Hackler	Leominster, Ma	Oct 4, 2016	30 y	1
John Orion Florence	Waltham, Ma	Oct 4, 2016	28 y	2
Ann Lamontagne SwartzChartered Financial Consultant	Rockland, Ma	Oct 4, 2016	36 y	2
Andrew J RossCertified Financial Planner	Waltham, Ma	Oct 7, 2016	17 y	2
Nelson Nascimento Santos	Arlington, Va	Oct 7, 2016	19 y	2
Gulsanga Jalawan	Arlington, Va	Oct 10, 2016	23 y	2
Mark David CavasinoCertified Financial Planner	Glastonbury, Ct	Oct 13, 2016	34 y	3
Jeffrey Edward CowlingCertified Financial Planner	Glastonbury, Ct	Oct 13, 2016	27 y	2
David Charles GrimaldiCertified Financial Planner	Glastonbury, Ct	Oct 13, 2016	39 y	2
Christopher Andrew Fletcher	Glastonbury, Ct	Oct 13, 2016	23 y	2
Christopher Francis MichalmanCertified Financial Planner	Bedford, Nh	Oct 13, 2016	30 y	2
Cassidy Corwin King	Waltham, Ma	Oct 14, 2016	22 y	2
Peter Alan GainesChartered Financial Consultant	Chatham, Ma	Oct 14, 2016	46 y	1
Richard Charles OsmanCertified Financial Planner, Chartered Financial Consultant	Severna Park, Md	Oct 14, 2016	34 y	2
Clark Archie Page	Rockland, Ma	Oct 17, 2016	20 y	1
Jeremy Sherman WhiteCertified Financial Planner	Miami, Fl	Oct 17, 2016	23 y	2
Christopher Carl Cavallaro	Lighthouse Point, Fl	Oct 17, 2016	35 y	2
Ronald Joseph Smith	Waltham, Ma	Oct 17, 2016	29 y	2
Albert Kwok Foo LiChartered Financial Consultant	Waltham, Ma	Oct 17, 2016	42 y	2
Peter John Mcmahon	Waltham, Ma	Oct 17, 2016	24 y	1
Sean Joseph BoylanCertified Financial Planner	Waltham, Ma	Oct 17, 2016	37 y	2
Jeffrey Stann Levine	Newton, Ma	Oct 17, 2016	45 y	1
John Kennedy UlwickCertified Financial Planner	Waltham, Ma	Oct 17, 2016	38 y	2
Peter Blake SalkinsCertified Financial Planner	Waltham, Ma	Oct 17, 2016	25 y	3
Gregory Sumner Freeman	Worcester, Ma	Oct 18, 2016	15 y	1
Timothy Mark Carlson	Worcester, Ma	Oct 18, 2016	12 y	1
Robert Michael Grenus	Jupiter, Fl	Oct 18, 2016	29 y	2
Kevin Michael McgradyChartered Financial Consultant	Cranston, Ri	Oct 21, 2016	28 y	3
Marco Anthony Moretti	Cranston, Ri	Oct 21, 2016	13 y	1
Kevin Michael Palmieri	Glastonbury, Ct	Oct 21, 2016	26 y	2
Robert Rebussini	Cranston, Ri	Oct 21, 2016	39 y	3
Nishan Dickran Mootafian	Lynnfield, Ma	Oct 25, 2016	34 y	2

All 478 advisors at Integrated Wealth Concepts LLC

Advisor movement

4 left, 61 joined in 12 months

net +57 in 12 months0 left in 90 days15 joined in 90 daysdeparture rate 0.8% of current headcount25 left over 36 months

Left, latest

Stewart Jay Weissman to LPL Financial LLC
Jun 8, 2026 · RIA to affiliated broker-dealer or bank
Tanner Lance Harris to Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 15, 2026 · RIA to wirehouse
Colby Dobrusin to LPL Financial LLC
Mar 31, 2026 · RIA to affiliated broker-dealer or bank
William John George to Oneamerica Securities, Inc.
Nov 24, 2025 · RIA to affiliated broker-dealer or bank
Robert Shawn Sandrew to Mariner
Jun 17, 2025 · RIA to affiliated broker-dealer or bank
David Alan Kaiser to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
William Thomas Gibbons to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
Julie Neff Keating to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
David Anthony Camilleri to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
David James Petoskey to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
Timothy Paul Lata to LPL Financial LLC
Apr 1, 2025 · RIA to affiliated broker-dealer or bank
Scott Edward Montgomery to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
Jason Louis Pivoz to Wealthcare Advisory Partners LLC
Apr 1, 2025 · RIA to RIA
David John Stuehling to Mercer Global Advisors Inc.
Jan 6, 2025 · RIA to RIA
David Dahl to American Portfolios Advisors, Inc
Aug 28, 2024 · RIA to affiliated broker-dealer or bank

Joined, latest

Hannah Keiko Perez from Kestra Private Wealth Services, LLC
Sep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
Bettie Claudette Zimmerman from Keating Financial Advisory Services
Sep 15, 2026 · RIA to RIA
Laura Elizabeth Warta from Keating Financial Advisory Services
Sep 15, 2026 · RIA to RIA
Anthony Gerard Hayden from Raymond James Financial Services Advisors, Inc
Sep 15, 2026 · Affiliated broker-dealer or bank to independent RIA
Alexander C Stuart from Cantor Fitzgerald Investment Advisors
Sep 15, 2026 · RIA to RIA
Ryan Conant from UBS Financial Services Inc.
Jul 16, 2026 · Wirehouse to independent RIA
James M. Mccann from Strategic Advisers LLC
Jul 15, 2026 · Affiliated broker-dealer or bank to independent RIA
Mary Elizabeth Mclean from Hightower Advisors, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Benjamin Edward Beech Audley from Hightower Advisors, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Samuel Albert Awad from Hightower Advisors, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Brady Wayne Peat from Hightower Advisors, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Gregory Ronald Bogdan from Hightower Advisors, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Caroline Mulcahy Shoener from Hightower Advisors, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Taylor Alexander Nissi from Farther
Jul 1, 2026 · RIA to RIA
David Eric Appel from Integrity Alliance, LLC
Jun 22, 2026 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

7 left for Wealthcare Advisory Partners LLC
Apr 1, 2025 · Bloomfield Hills, Mi
3 left for The Ameriflex Group
Aug 20, 2024 · Waltham, Ma
2 left for Lake Avenue Financial LLC
Oct 15, 2021 · Pasadena, Ca
2 left for Vicus Capital, Inc.
Sep 6, 2018 · Camp Hill, Pa

2 joined from Keating Financial Advisory Services
Sep 15, 2026 · Manhattan, Ks
6 joined from Hightower Advisors, LLC
Jul 6, 2026 · Chicago, Il
7 joined from Ameriprise Financial Services, LLC
May 15, 2026 · Wilmington, Ma
3 joined from Questmont Virtual Family Office, LLC
May 14, 2026 · Tampa, Fl · Firm absorbed
3 joined from Milestone Wealth
May 11, 2026 · Greenville, Nc · Firm absorbed
4 joined from Ameriprise Financial Services, LLC
Apr 2, 2026 · Broomfield, Co
2 joined from Dynamic
Jan 2, 2026 · Guilford, Ct
2 joined from Osaic Wealth, Inc.
Dec 15, 2025 · East Lansing, Mi

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Lee Kristi Carlson · Chief Finance Officercontrol
since 04/1998 · owns less than 5%
Lee Kathleen Donnelly · Director Of Finance & Accountingcontrol
since 04/2017 · owns less than 5%
E Caitlyn Frament · Director Of Business Process Optimizationcontrol
since 10/2023 · owns less than 5%
Stephen Kolano · Chief Investment Officercontrol
since 11/2023 · owns less than 5%
Nicole Andree Mohr · Presidentcontrol
since 04/2024 · owns less than 5%
Lamontagne Ann Swartz · Chief Compliance Officercontrol
since 11/2023 · owns less than 5%
Anton Paul Saganey · Member And Founder
since 09/2016 · owns less than 5%

Entity owners

Integrated Partners, LLC · Managing Member
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Waltham, Ma · principal	63	5	1
San Diego, Ca	39	7	0
Irvine, Ca	21	1	0
Modesto, Ca	16	1	0
Fairfax, Va	14	1	0
Escondido, Ca	12	3	0
Gig Harbor, Wa	12	3	0
La Jolla, Ca	11	2	0
Boston, Ma	11	3	0
Charlestown, Ma	10	10	0
Worcester, Ma	9	0	1
Glastonbury, Ct	9	0	0
Rockland, Ma	9	1	0
Carlsbad, Ca	8	0	0
Cranston, Ri	8	1	0
Manchester, Ct	7	2	0
Elmhurst, Il	6	6	0
Newport Beach, Ca	6	0	1
Lawrence, Ks	5	5	0
Houston, Tx	5	0	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 5 since 2015, 2 in 24 monthsderived
Advisors acquired: 23derived
Still registered after 90 days: 96% of 23derived
After 180 days: 94% of 17derived
After 365 days: 88% of 17derived
After 730 days: 76% of 17derived
Team lift-outs after: 4derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Waltham, MA76 employees
San Diego, CA24 employees
Worcester, MA17 employees
Rockland, MA16 employees
Fairfax, VA16 employees
Glastonbury, CT15 employees
Gig Harbor, WA11 employees
Leominster, MA10 employees
Fresno, CA9 employees
Bloomfield Hills, MI8 employees
Cranston, RI8 employees
Newport Beach, CA7 employees
Visalia, CA6 employees
Houston, TX6 employees
St. Joseph, MO6 employees
Roanoke, VA5 employees
Severna Park, MD5 employees
Mclean, VA5 employees
Chesapeake, VA5 employees
Naperville, IL5 employees
Englewood, CO4 employees
Louisville, KY4 employees
Danbury, CT4 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 3, 2026
SWARTZ, ANN, LAMONTAGNE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-08-16 and 2026-08-03
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 56,386 to 65,563
Jun 16, 2026 to Jul 27, 2026
Charity clients · 68 to 67
Jun 16, 2026 to Jul 27, 2026
Corporate clients · 283 to 302
Jun 16, 2026 to Jul 27, 2026
HNW clients · 9,250 to 10,429
Jun 16, 2026 to Jul 27, 2026
Individual clients · 16,024 to 18,758
Jun 16, 2026 to Jul 27, 2026
Pension plan clients · 273 to 291
Jun 16, 2026 to Jul 27, 2026
Discretionary RAUM · $19B to $24B
Jun 16, 2026 to Jul 27, 2026
HNW RAUM · $13B to $16B
Jun 16, 2026 to Jul 27, 2026
Individual RAUM · $5.2B to $6.8B
Jun 16, 2026 to Jul 27, 2026
Pension RAUM · $220M to $251M
Jun 16, 2026 to Jul 27, 2026
RAUM · $19B to $24B
Jun 16, 2026 to Jul 27, 2026
Accounts · 52,770 to 56,386
Jan 30, 2026 to Mar 25, 2026
Advisory employees · 452 to 491
Jan 30, 2026 to Mar 25, 2026
BD registered reps · 230 to 250
Jan 30, 2026 to Mar 25, 2026
Charity clients · 30 to 68
Jan 30, 2026 to Mar 25, 2026
Corporate clients · 307 to 283
Jan 30, 2026 to Mar 25, 2026
HNW clients · 8,595 to 9,250
Jan 30, 2026 to Mar 25, 2026
Individual clients · 15,572 to 16,024
Jan 30, 2026 to Mar 25, 2026
Pension plan clients · 272 to 273
Jan 30, 2026 to Mar 25, 2026
Assets in custody · $7.5B to $10B
Jan 30, 2026 to Mar 25, 2026
Employees · 455 to 493
Jan 30, 2026 to Mar 25, 2026
Insurance-licensed employees · 6 to 8
Jan 30, 2026 to Mar 25, 2026
State-registered IARs · 403 to 411
Jan 30, 2026 to Mar 25, 2026
Other offices · 112 to 120
Jan 30, 2026 to Mar 25, 2026
Discretionary RAUM · $16B to $19B
Jan 30, 2026 to Mar 25, 2026
HNW RAUM · $11B to $13B
Jan 30, 2026 to Mar 25, 2026
Individual RAUM · $4.8B to $5.2B
Jan 30, 2026 to Mar 25, 2026
Pension RAUM · $214M to $220M
Jan 30, 2026 to Mar 25, 2026
RAUM · $16B to $19B
Jan 30, 2026 to Mar 25, 2026
Accounts · 50,867 to 52,770
Jun 24, 2025 to Sep 8, 2025
Charity clients · 34 to 30
Jun 24, 2025 to Sep 8, 2025
Corporate clients · 246 to 307
Jun 24, 2025 to Sep 8, 2025
HNW clients · 8,503 to 8,595
Jun 24, 2025 to Sep 8, 2025
Individual clients · 15,053 to 15,572
Jun 24, 2025 to Sep 8, 2025
Pension plan clients · 279 to 272
Jun 24, 2025 to Sep 8, 2025
Discretionary RAUM · $15B to $16B
Jun 24, 2025 to Sep 8, 2025
HNW RAUM · $10B to $11B
Jun 24, 2025 to Sep 8, 2025
Individual RAUM · $4.5B to $4.8B
Jun 24, 2025 to Sep 8, 2025
Pension RAUM · $199M to $214M
Jun 24, 2025 to Sep 8, 2025
RAUM · $15B to $16B
Jun 24, 2025 to Sep 8, 2025

Signals

60 dated events

2 advisors left Keating Financial Advisory Services (Manhattan, KS) for Integrated Wealth Concepts LLC on the same day
Sep 15, 2026 · Team lift-out · derived
Alexander C Stuart registered as an investment adviser representative at Integrated Wealth Concepts Llc
Sep 15, 2026 · Advisor registered · fact
6 advisors left Hightower Advisors, LLC (Chicago, IL) for Integrated Wealth Concepts LLC on the same day
Jul 6, 2026 · Team lift-out · derived
Stewart Jay Weissman left Integrated Wealth Concepts Llc for Lpl Financial Llc (registered 2026-06-08)
Jun 8, 2026 · Advisor changed firm · fact
Tanner Lance Harris left Integrated Wealth Concepts Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-06-22)
May 15, 2026 · Advisor changed firm · fact
7 advisors left Ameriprise Financial Services, LLC (Wilmington, MA) for Integrated Wealth Concepts LLC within 6 days
May 15, 2026 · Team lift-out · derived
Questmont Virtual Family Office, LLC's advisors moved to Integrated Wealth Concepts LLC (Tampa, FL): 3 of 3 registered, on the same day
May 14, 2026 · Firm absorbed (people side) · derived
Milestone Wealth's advisors moved to Integrated Wealth Concepts LLC (Greenville, NC): 3 of 3 registered, on the same day
May 11, 2026 · Firm absorbed (people side) · derived
4 advisors left Ameriprise Financial Services, LLC (Broomfield, CO) for Integrated Wealth Concepts LLC within 4 days
Apr 2, 2026 · Team lift-out · derived
Colby Dobrusin left Integrated Wealth Concepts Llc for Lpl Financial Llc (registered 2026-03-19)
Mar 31, 2026 · Advisor changed firm · fact
Integrated Wealth Concepts Llc reported 120 offices beyond its principal office, up from 112 (2026-01-30 to 2026-03-25)
Mar 25, 2026 · Office count change · derived
2 advisors left Dynamic (Guilford, CT) for Integrated Wealth Concepts LLC on the same day
Jan 2, 2026 · Team lift-out · derived
2 advisors left Osaic Wealth, Inc. (East Lansing, MI) for Integrated Wealth Concepts LLC on the same day
Dec 15, 2025 · Team lift-out · derived
William John George left Integrated Wealth Concepts Llc for Oneamerica Securities, Inc. (registered 2025-12-24)
Nov 24, 2025 · Advisor changed firm · fact
2 advisors left Claro Advisors Inc. (Boston, MA) for Integrated Wealth Concepts LLC on the same day
Jul 1, 2025 · Team lift-out · derived
Robert Shawn Sandrew left Integrated Wealth Concepts Llc for Mariner (registered 2025-06-26)
Jun 17, 2025 · Advisor changed firm · fact
Integrated Wealth Concepts Llc reported 112 offices beyond its principal office, down from 120 (2025-02-03 to 2025-04-10)
Apr 10, 2025 · Office count change · derived
3 advisors left CG Advisory Services (Williamston, MI) for Integrated Wealth Concepts LLC on the same day
Apr 2, 2025 · Team lift-out · derived
David Anthony Camilleri left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
David James Petoskey left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
Timothy Paul Lata left Integrated Wealth Concepts Llc for Lpl Financial Llc (registered 2024-05-28)
Apr 1, 2025 · Advisor changed firm · fact
Scott Edward Montgomery left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
Jason Louis Pivoz left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
David Alan Kaiser left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-04-02)
Apr 1, 2025 · Advisor changed firm · fact
7 advisors left Integrated Wealth Concepts LLC (Bloomfield Hills, MI) for Wealthcare Advisory Partners LLC on the same day
Apr 1, 2025 · Team lift-out · derived
Julie Neff Keating left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
William Thomas Gibbons left Integrated Wealth Concepts Llc for Wealthcare Advisory Partners Llc (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
2 advisors left Cwm, LLC (Creve Coeur, MO) for Integrated Wealth Concepts LLC on the same day
Apr 1, 2025 · Team lift-out · derived
6 advisors left Onedigital (Escondido, CA) for Integrated Wealth Concepts LLC within 5 days
Jan 16, 2025 · Team lift-out · derived
4 advisors left Onedigital (Honolulu, HI) for Integrated Wealth Concepts LLC within 15 days
Jan 6, 2025 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

Integrated Wealth Concepts LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business phone: 781-373-4449reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 781-890-5624reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/vantedgeplansreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/retirementdnareportedpublic record, Form ADV, Sep 17, 2026
Website: integratedwp.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (781) 890-3045reportedpublic record, Form ADV, Aug 3, 2026
Contact form: integratedwp.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: integratedwp.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $49.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026