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Registered advisor
R••••• J••••• S••••••
Feed of 09/14/2026
Also filed as R••••• J••••• S••••••••• S••••••••• S••••••••• J••••• S••••••
At current firm
8 y
since Mar 1, 2018
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Mar 1, 2018 · Summerville, Sc
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 14, 2017 to Jan 23, 2018 · Charleston, Sc
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jan 23, 2018, registered Mar 1, 2018 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address