DFX Intelligence
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Registered advisor
J•••••• P•••••• N••••••
Feed of 09/15/2026
Also filed as J••• N••••••••• N••••••
At current firm
9 y
since Sep 30, 2016
In the industry
12 y
since Apr 30, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Sep 30, 2016 · Palos Heights, Il
- W•••• F•••• A••••••• wirehouseMay 1, 2014 to Sep 19, 2016 · Palos Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Sep 19, 2016, registered Sep 30, 2016 (11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address