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Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Overland Park, KsIAPD 6126389
As of · the IAPD feed
- At current firm
- 10 y
- In the industry
- 13 y
- Prior registered firms
- 3
- Signals
- 0
since Apr 26, 2016
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 26, 2016 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDMar 12, 2014 to May 28, 2015 · Clayton, Mo
- S••••••• F•••••••• S•••••••• I••• formerNov 13, 2013 to Jan 3, 2014 · Overland Park, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 19, 2013 to Nov 4, 2013 · Leawood, Ks
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 28, 2015, registered Apr 26, 2016 (334 days) · Other
- S••••••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 3, 2014, registered Mar 12, 2014 (68 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• F•••••••• S•••••••• I•••left Nov 4, 2013, registered Nov 13, 2013 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address