DFX Intelligence
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Registered advisor
J•••• P•••
Feed of 09/24/2026
Also filed as J•••• P••••••••• C•••• P•••
At current firm
0 y
since Sep 23, 2026
In the industry
13 y
since May 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 23, 2026 · St. Louis, Mo
- E••••• J•••• national BDJul 19, 2013 to Jun 25, 2026 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 25, 2026, registered Sep 23, 2026 (90 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address