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Registered advisor
T•••• J• S••••
Feed of 09/14/2026
Also filed as T•••• J••••• R••••••••• J••••• M••••••••• J• S••••••••• J••••• S••••
At current firm
9 y
since Nov 23, 2016
In the industry
12 y
since Jul 8, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 23, 2016 · Cottage Grove, Mn
- R•••••• J•••• • A••••••••• I••• national BDMar 15, 2016 to Nov 17, 2016 · Minneapolis, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 10, 2014 to Mar 9, 2016 · St. Anthony, Mn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 17, 2016, registered Nov 23, 2016 (6 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Mar 9, 2016, registered Mar 15, 2016 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address