DFX Intelligence
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Registered advisor
R•••••• V• D••••••••
Feed of 09/14/2026
Also filed as R••• D••••••••
At current firm
9 y
since Nov 22, 2016
In the industry
26 y
since Nov 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Nov 22, 2016 · Warwick, Ri
- O•••• F•• I••• formerApr 18, 2013 to Nov 21, 2016 · West Warwick, Ri
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to I••••••••• W••••• C••••••• L••left Nov 21, 2016, registered Nov 22, 2016 (1 day) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address