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Registered advisor

J••••••••• T••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePennington, Nj dual registrantIAPD 6154427

Feed of 09/14/2026

Also filed as J••••••••• A•••••

At current firm

2 y

since Dec 7, 2023

In the industry

13 y

since Jun 11, 2013 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Dec 7, 2023 · Pennington, Nj

O•••• W•••••• I••• BD affiliated
Sep 7, 2021 to Dec 31, 2021 · Newtown, Pa
C••••••••• F•••••••• N•••••• national BD
Oct 20, 2020 to Aug 5, 2021 · Newtown, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 11, 2013 to Dec 24, 2013 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 31, 2021, registered Dec 7, 2023 (706 days) · Affiliated broker-dealer or bank to wirehouse
C••••••••• F•••••••• N•••••• to O•••• W•••••• I•••
left Aug 5, 2021, registered Sep 7, 2021 (33 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••
left Dec 24, 2013, registered Oct 20, 2020 (2492 days) · Wirehouse to affiliated broker-dealer or bank

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address