DFX Intelligence
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R••••• J••• H••••
As of · the IAPD feed; also filed as R••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J• H••••
- At current firm
- 6 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 30, 2020
As of · the IAPD feed; also filed as R••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J• H••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 30, 2020 · Phoenix, Az
- M••••• S•••••• wirehouseApr 12, 2019 to Nov 8, 2019 · Gilbert, Az
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C•••••• S••••• • C••• I•••left Nov 8, 2019, registered Jan 30, 2020 (83 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address