DFX Intelligence
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Registered advisor
V•••• B••••
Feed of 09/15/2026
Also filed as V•••• B••••
At current firm
10 y
since May 24, 2016
In the industry
13 y
since Dec 21, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 24, 2016 · Naperville, Il
- P•• W••••• M••••••••• BD affiliatedJan 30, 2015 to Mar 2, 2015 · Naperville, Il
- A••••••••• F•••••••• S•••••••• L•• national BDMay 30, 2013 to Dec 8, 2014 · Downers Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 2, 2015, registered May 24, 2016 (449 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Dec 8, 2014, registered Jan 30, 2015 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address