DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
M••••• B••••••••
As of · the IAPD feed; also filed as M••••• L••••••••• A• L••••••••• A• B••••••••
- In the industry
- 13 y
- Prior registered firms
- 1
- Signals
- 1
As of · the IAPD feed; also filed as M••••• L••••••••• A• L••••••••• A• B••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 20, 2026 · Manchester, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 19, 2014 to Nov 25, 2025 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 25, 2025, registered Jan 20, 2026 (56 days) · Wirehouse to wirehouse
Signals
- ••• LockedNov 25, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address