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Registered advisor
L•••• A•• B••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedWalkersville, Mddual registrantIAPD 6175352
Feed of 09/14/2026
Also filed as L•••• A•• T••••••••• A•• L•••••••
At current firm
1 y
since Jan 1, 2025
In the industry
13 y
since Apr 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 1, 2025 · Walkersville, Md
- E••••• J•••• national BDSep 9, 2013 to Nov 9, 2020 · Frederick, Md
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 9, 2020, registered Jan 1, 2025 (1514 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address