DFX Intelligence
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Registered advisor
T•••• J••• B••••
Feed of 09/14/2026
At current firm
10 y
since Jul 27, 2016
In the industry
12 y
since Sep 3, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jul 27, 2016 · Austin, Tx
- P••• A••••• S••••••••• L•• BD affiliatedAug 12, 2015 to Jun 22, 2016 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 22, 2016, registered Jul 27, 2016 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address