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Feed of 09/14/2026
Also filed as J•••• L••• S••••
At current firm
5 y
since Aug 18, 2021
In the industry
13 y
since Apr 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 18, 2021 · Provo, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 20, 2021 to Aug 17, 2021 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 17, 2021, registered Aug 18, 2021 (1 day) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address